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EFTA Document EFTA01461248EFTA Document EFTA01461250
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sd-10-EFTA01461249Dept. of JusticeOther

EFTA Document EFTA01461249

Date: 01/10/2014 05:14 PM Subject: Trade Report - 1/10/2014 [C] Classification: Confidential Jeffrey, Thank you again for your time this morning. we look forward to hearing your thoughts about the existing positions and following up next week with additional trade ideas. Per our conversation, today you executed the following: S 1.4mm GE 5.25% fixed-float at 94 1/16 • 750k JPM 6% fixed to float at 96 5/8 • 20k Bombardier at 4.0828 USD Redeemed -S2.2mm of )P Morgan Value Advantage Mut

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Dept. of Justice
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sd-10-EFTA01461249
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Date: 01/10/2014 05:14 PM Subject: Trade Report - 1/10/2014 [C] Classification: Confidential Jeffrey, Thank you again for your time this morning. we look forward to hearing your thoughts about the existing positions and following up next week with additional trade ideas. Per our conversation, today you executed the following: S 1.4mm GE 5.25% fixed-float at 94 1/16 • 750k JPM 6% fixed to float at 96 5/8 • 20k Bombardier at 4.0828 USD Redeemed -S2.2mm of )P Morgan Value Advantage Mut

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Date: 01/10/2014 05:14 PM Subject: Trade Report - 1/10/2014 [C] Classification: Confidential Jeffrey, Thank you again for your time this morning. we look forward to hearing your thoughts about the existing positions and following up next week with additional trade ideas. Per our conversation, today you executed the following: S 1.4mm GE 5.25% fixed-float at 94 1/16 • 750k JPM 6% fixed to float at 96 5/8 • 20k Bombardier at 4.0828 USD Redeemed -S2.2mm of )P Morgan Value Advantage Mutual fund (JVAIX) - will follow up with final NAV on Monday Have a great weekend. Thank you, Vahe (Embedded image moved to file: pic28688.gif) Vahe Stepanian Associate I wealth Investment Coverage Deutsche Bank Securities Inc. 1111111nt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 123175 CONFIDENTIAL SDNY_GM_00269359 EFTA01461249

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