EFTA Document EFTA01461316

Trust assets grew rapidly in China, reaching Rmb10.1 to by 3Q13 2010.3013 CAGR at 55% IRmb tn) 10.0 SS eta 21 OA rr 2.3 4010 [4: ) 33 4011 CAGR: 55% I z m i r : S S : e3 *4 42 3.6 3.7 1012 2012 X)12 741 05 OS &I 0.7 Set Jr l 0.13 72 I 401I 1013 2013 -3013 Asset manager erit ruin Single unit rust *Combined unit trait In terms of underlying investments, 29% of trust assets are Invested in higher risk industrial and commercial sectors (as of 3O13) 1%.1 100 90 17 21 20 80 70 19 20 21 60 5 SO di) la le IS 24 X 27 is la 12 11 se hap s:cur 30 15 13 13 1st se 20 10 0 4010 4011 1012 2012 3012 4012 1013 2011 3313 other funds 17 14 13 run 9 11 29 11 Indu4104.1 and cornmegual iltnanoal institution., • Security mast.* Real anato aln1rarenactufe Note; Asset management trusts arc not included in the above. Smear Cnina Tres; As.catazion Sane: Owe Tnist Associarnn CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0123286 CONFIDENTIAL SDNY_GM_00269470 EFTA01461316