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sd-10-EFTA01461642Dept. of JusticeOther

EFTA Document EFTA01461642

PDVSA 5 10 28 '15 05/08/2012 From: Sent: To: CC: Subject: Tazia Smith 5/8/2014 2:42:15 PM Nay Gupta ; Paul Morris [pa Vinit Sahni Re: PDVSA 5% 10/28/15 now completely retraced recent drop... [CI Classification: Confidential Rich - j; Vahe Stepanian These PDVSA (Venezuelan oil co, USD denominated) bond positions were ones that we had discussed extensively on weakness and discussed holding. Jeffrey thought about adding, but didn't pull the trigger. Continue to act nicely. Just an

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sd-10-EFTA01461642
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PDVSA 5 10 28 '15 05/08/2012 From: Sent: To: CC: Subject: Tazia Smith 5/8/2014 2:42:15 PM Nay Gupta ; Paul Morris [pa Vinit Sahni Re: PDVSA 5% 10/28/15 now completely retraced recent drop... [CI Classification: Confidential Rich - j; Vahe Stepanian These PDVSA (Venezuelan oil co, USD denominated) bond positions were ones that we had discussed extensively on weakness and discussed holding. Jeffrey thought about adding, but didn't pull the trigger. Continue to act nicely. Just an

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PDVSA 5 10 28 '15 05/08/2012 From: Sent: To: CC: Subject: Tazia Smith 5/8/2014 2:42:15 PM Nay Gupta ; Paul Morris [pa Vinit Sahni Re: PDVSA 5% 10/28/15 now completely retraced recent drop... [CI Classification: Confidential Rich - j; Vahe Stepanian These PDVSA (Venezuelan oil co, USD denominated) bond positions were ones that we had discussed extensively on weakness and discussed holding. Jeffrey thought about adding, but didn't pull the trigger. Continue to act nicely. Just an FYI for you. Best, Tazia PDVSA 5 10/28/15' 1028 . 5 - 0.375 04/30/2016 t 10:23d V . 4 . 311iii 92 . 963 93 . 850 Q2 . 500 lu . 686 99 Save As 98 Actions • 93 Edit - 99 Table Line Chart " - cf----"..0 IIIIIIIIIII MallIMII"li . i' C5/06/201.4 Last Price 1t TPA,. Lint tY •1‘ Daily • Track / Annotate T• Last Price 92.500 T High on 05/28/13 94.250 Average 86.882 I Low on 02/19/14 75.990 \kVA AvAA °- News Zoom Sa:A.rity;SrLdy t 95 9 n i Volume 4310.000 • SMAVG (15) 8294.134 i 20000 arg rwilmwa Jun Sep 2013 Mar 2014 From Tama SmelVdtildbcom To. jeevacationagmaitcorn. Ce• Paul Morris, VIM Salvuldb/dbcom©DBEMEA. Nay Guptakibidbcom@DBEMEA. richardkahm2ftmail.com. Vaho StopanianklbidbcomeDBArnoncas Date 03/19/2014 09-.22 AM Subject. POVSA 5% 10/28/15 nowcompletely retraced recent drop... [CI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 123797 SDNY_GM_00269981 EFTA01461642

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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Deutsche Bank Group Valuation Statement Request 182298 05 Mar 2014 SOUTHERN FINANCIAL, LLC As of 05 Mar 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Harrybeller Gmail (Email) Richard Kahn12 (Email) ,Vahe Stepanian (Email) ,Joseph Cothron (Email) ,Amanda Kirb (Email) ,Paul Morris (Email) Pinedo (Email) ,Gedeon Tazia Fx

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email [email protected] (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <[email protected]>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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