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sd-10-EFTA01461811Dept. of JusticeOther

EFTA Document EFTA01461811

From: Tazia Smit Sent: 6 23 2014 12:05:49 PM To: CC: Paul Morris Subject: EC] Classification: Confidential Hi Rich - • Vahe Stepanian Just a heads up since Jeffrey just called to ask and we want to make sure you have the info too - his 4.5mm PDVSA 5% 10/28/15 are trading 96x96.50 As relayed to Jeffrey, this is an As Agent indicative market - our desk that looks for best bids/offers, not a market from DB only. Jeffrey just commented on the good rally, no trade right now (recall he

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sd-10-EFTA01461811
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From: Tazia Smit Sent: 6 23 2014 12:05:49 PM To: CC: Paul Morris Subject: EC] Classification: Confidential Hi Rich - • Vahe Stepanian Just a heads up since Jeffrey just called to ask and we want to make sure you have the info too - his 4.5mm PDVSA 5% 10/28/15 are trading 96x96.50 As relayed to Jeffrey, this is an As Agent indicative market - our desk that looks for best bids/offers, not a market from DB only. Jeffrey just commented on the good rally, no trade right now (recall he

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smit Sent: 6 23 2014 12:05:49 PM To: CC: Paul Morris Subject: EC] Classification: Confidential Hi Rich - • Vahe Stepanian Just a heads up since Jeffrey just called to ask and we want to make sure you have the info too - his 4.5mm PDVSA 5% 10/28/15 are trading 96x96.50 As relayed to Jeffrey, this is an As Agent indicative market - our desk that looks for best bids/offers, not a market from DB only. Jeffrey just commented on the good rally, no trade right now (recall he owns them —92.33) Speak Soon! Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.srnithedb.com Pelftrren, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 124066 CONFIDENTIAL SDNY_GM_00270250 EFTA01461811

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Domaintazia.srnithedb.com
FaxFax +1(646)257-3131
Phone+1 (917)327-4107
Phone+1(212)454-2889
Phone+1(646)257-3131

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From: Tazia Smith [[email protected]] Sent: 9/19/2014 12:22:36 PM To: [email protected] CC: [email protected]; Paul Morris [[email protected]]; [email protected]; Vahe Stepanian [email protected] Subject: Trade Report 9/19 [C] Classification: Confidential Jeffrey - S 2000 BABA at $92.352 (+$48.7k) TDS Front -Jeffrey E." leevacationegmaircorn> To. Tata Smithrdb/dbconslaDBAMERICAS, Date: 09(192014 12:19 PM Subject. Re: Altbaba opens 992.70 IC) sell On Fr

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Subject: Bid for your 8.25mm Global Mtg GSML 05-A B2 @ 92.0 (cusip 378961av8) [C] From: Tazia Smith ‹ > Date: Fri, 16 May 2014 15:19:07 -0400 To: [email protected] Cc: Paul Morris Vinit Sahni Nav Gupta Vahe Stepanian Classification: Confidential Jeffrey - JPM bidding 92.0 for Global Mtg GSML 05-A B2. You own 8.25mm of cusip 378961av8 Let me know if you would like to sell, or counter. Thx, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Ass

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email [email protected] (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <[email protected]>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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From: Paul Morris Sent: 2/28/2014 6:07:56 AM To: Tazia Smith CC: Vahe Stepanian Subject: Re: follow-up call [C] ; Paul Morris ; Vinit Sahni [ ; Nay Gupta Classification: Confidential No, vinit are u available this morning? Original Message From: Tazia Smith Sent: 02/27/2014 10:57 PM EST To: Paul Morris Cc: Vahe Stepanian; Vinit Sahni ; Nay Gupta Subject: Re: follow-up call [C] Classification: Confidential Is this call confirmed? Tazia Smith Director Key Client Partne

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Subject: Depressed options volatility makes 'Renmimbi weaker' hedges very cheap I KCP Capital Markets [I] From: Tazia Smith sz: > Date: Tue, 28 Jan 2014 12:24:02 -0500 To: [email protected] Cc: Paul Morris < Vinit Sahni < Nav Gupta Vahe Stepanian Classification: For internal use only Jeffrey - Curious for your view on China. We're concerned about the defense of China's stability (even by our own Global Markets Research analyst, Jun Ma). China may be re-rating for longer-term st

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