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sd-10-EFTA01461891Dept. of JusticeOther

EFTA Document EFTA01461891

Ptiorgan Chase & Co 07/16:2013 bst Prke Dense (HP) 99 Export to Excel MaligEr High I^ Dairy r low Net Chg 61.07 50.32 55.691 3.95 Date Last Price Volume Date last Prim 01M9 a Pnce i 57.53 10,178,566 F 06/06/14 56.97 T 07/17/14 T 06/26/14 57.39 11,854,621 T 06/05/14 56.63 W 07/16/14 58.96 10,865,787 W 06/25/14 57.53 14,843,900W ,Thlo4/i4 55.68 T 07/15/14 58.27 36,219,126 T 06/24/14 57.42 12,323,320 T 06/03/14 55.60 H 07114/14 56.29 14,011,991 IN 06

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Dept. of Justice
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sd-10-EFTA01461891
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Ptiorgan Chase & Co 07/16:2013 bst Prke Dense (HP) 99 Export to Excel MaligEr High I^ Dairy r low Net Chg 61.07 50.32 55.691 3.95 Date Last Price Volume Date last Prim 01M9 a Pnce i 57.53 10,178,566 F 06/06/14 56.97 T 07/17/14 T 06/26/14 57.39 11,854,621 T 06/05/14 56.63 W 07/16/14 58.96 10,865,787 W 06/25/14 57.53 14,843,900W ,Thlo4/i4 55.68 T 07/15/14 58.27 36,219,126 T 06/24/14 57.42 12,323,320 T 06/03/14 55.60 H 07114/14 56.29 14,011,991 IN 06

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Ptiorgan Chase & Co 07/16:2013 bst Prke Dense (HP) 99 Export to Excel MaligEr High I^ Dairy r low Net Chg 61.07 50.32 55.691 3.95 Date Last Price Volume Date last Prim 01M9 a Pnce i 57.53 10,178,566 F 06/06/14 56.97 T 07/17/14 T 06/26/14 57.39 11,854,621 T 06/05/14 56.63 W 07/16/14 58.96 10,865,787 W 06/25/14 57.53 14,843,900W ,Thlo4/i4 55.68 T 07/15/14 58.27 36,219,126 T 06/24/14 57.42 12,323,320 T 06/03/14 55.60 H 07114/14 56.29 14,011,991 IN 06/23/14 58.19 16,009,479 N 06/02/14 55.35 F 07/11/14 55.80 10,236,860 F 06/20/14 57.55 17,126,425 F 05130/1.4 55.57 T 07/10/14 55.56 12,436,589 T 06/19/14 57.30 11,624,383 T 05/29/14 55.72 07/09/14 56.02 10,914,251:.d o6/18/14 57.78 13,737,14314 05/28/14 55.45 T 07/08/14 55.76 18,345,729: T 06/17/14 57.42 11,200,522 T 05/27/14 55.14 M 07/07/14 56.67 13,918,743 H 06/16/14 56.87 11,199,075 M 05/26/14 F 07/04/14 06/13/14 57.04 12,044,435 F 05/23/14 54.53 T 07/03/14 57.05 12,599,842 06/12/14 57.04 11,677,911 05/22/14 54.55 56.97 19,199,260 06/11/14 57.27 14,232,171 W OS/ 21/14 54.12 T 07/01/14 57.57 14,472,160 T 06/10/14 57.90 11,609,169 T 05/20/14 53.72 M 06/'O/14 57.62 11,549,859 M 06/09/14 57.42 12,000,038 N 05/19/14 53.83 Historical Price 03/24/14 09/24/13 17,850,442 7.18% Vaimme 15,399,844 16,804,644 9,728,053 9,132,297 9,440,042 11,991,312 11,741,707 11,374,958 14,503,732 10,878,697 11,801,568 13,210,922 16,888,227 12,068,854 Australia 61 2 9777 8600 Brazil 5511 3048 4500 Europe 44 20 7330 7500 Germany 49 69 9204 1210 Hong Kong 852 2977 6000 Japan 81 3 3201 8900 Singapore 65 6212 1000 U.S. 1 212 318 2000 Copyright 2014 Bloomberg Finance L.P. SN 264224 EDT GMT-4;00 H653-5263-2 16-Jul-2014 13,14.47 Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York. NY 10154-0004 Tel. +1 (212)454-1539 Fax +1 (646)257-3131 Mobil Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirrnatton(s) and account statements issued by Deutsche Bank shall govern. Deutsche Banc is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0124180 CONFIDENTIAL SONY GM_00270384 EFTA01461891

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FaxFax +1 (646)257-3131
Phone+1 (212)454-1539
Phone+1 (646)257-3131
Phone1 212 318 2000
Phone212 1000
Phone330 7500
Phone511 3048
Phone653-5263
Phone777 8600
Phone852 2977

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EFTA Document EFTA01467298

Subject: Fw: MXN Spot Rate on the January Monthly Statement (I] From: Tazia Smith .c > Date: Tue, 25 Feb 2014 13:12:15 -0500 To: Paul Morris < > Classification: For internal use only FYI Forwarded by Tazia Smith/db/ on 02/25/2014 01:12 PM From: Howard S Allen/db/ To: Tazia Smith/db/ . Cc: Josie Hall/db/ , Vahe Stepanian/db/ Zbynek Kozelsky/db/ Date: 02/25/2014 01:07 PM Subject: Re: Fw: MXN Spot Rate on the January Monthly Statement (I] Classification: For internal use only

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From: Paul Morris Sent: 6/1/2015 9:48:10 PM To: Daniel Sabba Subject: Fw: II] Classification: for Internal Use Only What's u here? From: Jeffrey E. [mailto:[email protected]] Sent: Monday, June 01, 2015 09:38 PM To: Paul Morris; Richard Kahn Subject: Vahe Stepanian Vahe Stepanian where are the prices9291/9111111, Paul this is not how trades should be described. . DEI Receives 1,529,290.08 USD Reset Date: 27-May-2015 Value Date: 01-June-2015 Interest: 4,290.08 Equity: 1

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Subject: RE: Energy Renaissance E uities + Trade idea: KI Brent puts [C) From: Tazia Smith < Date: Mon, 03 Mar 2014 14:32:52 -0500 To: Cc: Paul Morris Vahe Stepanian < Classification: Confidential Yes, will do - thanks Jeanne! (Embedded image moved to file: pic26026.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154 (Embedded From: To: C

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Subject: Re: Meeting with Jeffre From: Paul Morris < Date: Tue, 14 Oct 2014 14:25:09 -0400 To: Vahe Stepanian < Cc: Classification: For internal use only thanks for organizing Vahe, sorry i couldn't join Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From: Vahe Stepanian/db/dbcom To: Cc: Paul Morris/db/dbcom@DBAMERICAS Date: 10/14/2014 02:18 PM Subject: Meeting with Jeffrey [C] Classification: Confidential Hi Lesley -

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From: Vinit Sahni Sent: 3/13/2014 9:33:42 PM To: Paul Morris ; Nay Gupta j; Tazia Smith -I Subject: Re: Trade Report 3/13/14 - WTI Zero Cost Risk Reversal IC) classification: confidential Nam actually came back to him very quickly we should point out. we just dont have the market making capabilities in options and therefore gave him an option straight away. original Message From: Paul Morris Sent: 03/13/2014 06:53 PM EDT To: Vinit Sahni; Nav Gupta; Tazia Smith Subject: Fw: T

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Subject: Re: USD/MXN Follow-U From: Vahe Stepanian < Date: Wed, 26 Feb 2014 16:36:00 -0500 To: Cc: Paul Morris < >, Classification: Confidential Harry - further (per our conversation), the spot trades were executed as follows: 1) 1/14: Bought MXN 39,253,441.02 @ 13.0975 (USD $2,997,017.83) 2) 1/27: Sold MXN 38,199,653.10 @ 13.4415 (USD $2,841,918.91) These were executed at the same time as the buy/sell of the Mex bonds Hope this helps. Vahe From: Vahe Stepanian/db/dbcom To: Cc:

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