EFTA Document EFTA01462932

CFTC Initial Margin Segregation Fact Sheet April 2014 1. What are the CFTC Initial Margin Segregation Regulations? In November 2013, the CFTC published final rules requiring swap dealers and major swap participants to notify counterparties of their right to require segregation of initial margin ("IM") for uncleared swap transactions® The notification must be made to an officer (your "collateral contact") responsible for the management of collateral. If no such officer is identified by th