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sd-10-EFTA01462945Dept. of JusticeOther

EFTA Document EFTA01462945

Subject: RE: SFLLC Revenues [I] From: Vahe Stepanian Date: Thu, 02 Apr 2015 10:41:41 -0400 To: Mathew Negus Amanda Kirby Paul Morris Classification: For internal use only Yes, I'll put together for mtg. on Tuesday. From: Mathew Negus Sent: Thursday, April 02, 2015 10:21 AM To: Amanda Kirby; Paul Morris; Vahe Stepanian Subject: RE: SFLLC Revenues [I] Classification: For internal use only Thanks. & Amanda send me your list of 2014 trades. Vahe can you grab from TS, then we can spot

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Dept. of Justice
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sd-10-EFTA01462945
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Subject: RE: SFLLC Revenues [I] From: Vahe Stepanian Date: Thu, 02 Apr 2015 10:41:41 -0400 To: Mathew Negus Amanda Kirby Paul Morris Classification: For internal use only Yes, I'll put together for mtg. on Tuesday. From: Mathew Negus Sent: Thursday, April 02, 2015 10:21 AM To: Amanda Kirby; Paul Morris; Vahe Stepanian Subject: RE: SFLLC Revenues [I] Classification: For internal use only Thanks. & Amanda send me your list of 2014 trades. Vahe can you grab from TS, then we can spot

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Subject: RE: SFLLC Revenues [I] From: Vahe Stepanian Date: Thu, 02 Apr 2015 10:41:41 -0400 To: Mathew Negus Amanda Kirby Paul Morris Classification: For internal use only Yes, I'll put together for mtg. on Tuesday. From: Mathew Negus Sent: Thursday, April 02, 2015 10:21 AM To: Amanda Kirby; Paul Morris; Vahe Stepanian Subject: RE: SFLLC Revenues [I] Classification: For internal use only Thanks. & Amanda send me your list of 2014 trades. Vahe can you grab from TS, then we can spot the gaps and fill as needed. Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl EFTA01462945 Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Amanda Kirby Sent: Thursday, April 02, 2015 10:19 AM To: Mathew Negus; Paul Morris; Vahe Stepanian Subject: RE: SFLLC Revenues [I] Classification: For internal use only Great. I'll send an invite From: Mathew Negus Sent: Thursday, April 02, 2015 10:17 AM To: Amanda Kirby; Paul Morris; Vahe Stepanian Subject: RE: SFLLC Revenues [I] Classification: For internal use only Hi - Tuesday morning is good. EFTA01462946 Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Amanda Kirby Sent: Thursday, April 02, 2015 10:15 AM To: Paul Morris; Vahe Stepanian Cc: Mathew Negus Subject: RE: SFLLC Revenues [I] Classification: For internal use only No. Matt — Now that we've passed month end should we discuss? Let me know when is good for you From: Paul Morris Sent: Thursday, April 02, 2015 10:10 AM To: Vahe Stepanian Cc: Amanda Kirby; Mathew Negus Subject: Re: SFLLC Revenues [I] EFTA01462947 Classification: For Internal Use Only Amanda did u follow-up with matt? From: Vahe Stepanian Sent: Friday, March 20, 2015 04:49 PM To: Paul Morris Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer; Mathew Negus Subject: RE: SFLLC Revenues [I] Classification: For internal use only Paul / Amanda — please work with Mat (CC'ed) on this matter. Have a nice wknd. Vahe From: Paul Morris Sent: Friday, March 20, 2015 4:48 PM To: Vahe Stepanian Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer Subject: Re: SFLLC Revenues [I] Classification: For Internal Use Only Thanks, I understand many trades are paid in arrears ie when trade closes, is it possible we have not seen revenue from trades put on in Q4 that have not closed?, I mentioned to matt so if you u could follow-up near end of mth that would great. Thanks From: Vahe Stepanian Sent: Friday, March 20, 2015 04:08 PM To: Paul Morris Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer Subject: SFLLC Revenues [I] EFTA01462948 Classification: For internal use only Paul — YTD Revs for SFLLC relationship are as follows: fcid:[email protected] Have nice wknd. Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. EFTA01462949

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