EFTA Document EFTA01464079

Subject: Re: ACATS for Southern Financial/Trust [I] From: Jay Lipman EMla Date: Mon, 09 Sep 2013 17:37:32 -0400 To: Amanda Kirby Cc: Paul Morris Tazia Smith Vahe Stepanian Classification: For internal use only We need to comb through the positions and consult the necessary product specialists, especially for the foreign exchange products. We will confirm the definitive list with you tomorrow upon consulting the necessary individuals. Kind Regards, Jay Lipman (Embedded image moved to file: pic16774.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Emai (Embedded image moved to file: pic01709.gif) From: dbcom Amanda Kirby/db/- To: Paul Morris/db/- dbcom@DBAMERICAS, EFTA01464079 Cc: Jay Lipman/db/dbcom@DBAMERICAS, Tazia Smith/db/- dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: PM Subject: [I] 09/09/2013 05:20 Re: ACATS for Southern Financial/Trust Classification: For internal use only Jay -- Do you have a list of what positions can't be transferred in kind? Best, Amanda Kirby (Embedded image moved to file: pic07804.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic13942.gif) From: dbcom Paul Morris/db/- EFTA01464080 To: Amanda Kirby/db/dbcom@DBAMERICAS, Jay Lipman/db/- dbcom@DBAMERICAS, Cc: Tazia Smith/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAmericas Date: PM Subject: [I] 09/09/2013 05:09 Re: ACATS for Southern Financial/Trust Classification: For internal use only Thanks need to move this forward, Original Message From: Amanda Kirby Sent: 09/09/2013 04:13 PM EDT To: Jay Lipman Cc: Tazia Smith; Vahe Stepanian; Paul Morris Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Thank you, Jay. I'll send the account docs to the client today and we can discuss the ACATs further when Paul is in the office tomorrow Best, Amanda Kirby (Embedded image moved to file: pic20680.gif) Amanda Kirby Associate EFTA01464081 Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic06593.gif) From: dbcom Jay Lipman/db/- To: Amanda Kirby/db/- dbcom@DBAMERICAS, Cc: Tazia Smith/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: PM Subject: [I] 09/09/2013 04:03 Re: ACATS for Southern Financial/Trust Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. EFTA01464082 As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find Completion Instructions: Account Agreement — Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 Corp Acct. Authorization — Please complete highlighted area and sign/date bottom of pages 1 + 2 [attachment "AWM Acct. Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Corporate Account Authorization.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "New Corporate Info Sheet 6.2012.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman (Embedded image moved to file: pic31477.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York NY 10154 Tel. Fax Emai (Embedded image moved to file: pic22315.gif) From: dbcom Amanda Kirby/db/- To: Jay Lipman/db/- dbcom@DBAMERICAS, Cc: Tazia Smith, Vahe Stepanian/db/- dbcom@DBAmericas EFTA01464083 Date: AM Subject: [I] 09/09/2013 10:59 ACATS for Southern Financial/Trust Classification: For internal use only Hi Jay, Wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know you were working on them on Friday. Would like to send them to the client today, if possible. Also, Jeepers Inc was KYC approved on our end. I am going to work on getting those account docs prepared and send them over today. Would you mind sending me Brokerage accounts for them? Thank you Best, Amanda Kirby (Embedded image moved to file: pic26244.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic08763.gif) EFTA01464084 EFTA01464085