EFTA Document EFTA01466550

Subject: Re: FW: Action Needed: WIC Brokerage Analysis [I] From: Amanda Kirby cffi. Date: Tue, 07 Jan 2014 14:06:06 -0500 To: Andrea Tapia <[email protected]> Cc: Paul Morris Classification: For internal use only Hi Andrea, Please see attached. Let me know if you need anything else (See attached file: Morris WIC Spreadsheet.xlsx) Best, Amanda Kirby (Embedded image moved to file: pic21929.gif) Amanda Kirby Associate Deutsche Bank Trust Com an Americas mai (Embedded image moved to file: pic15616.gif) From: Andrea Tapia/db/- To: Paul Morris/db/- • • b/- EFTA01466550 Date: AM Subject: [I] 01/06/2014 11:30 FW: Action Needed: WIC Brokerage Analysis Classification: For internal use only Hi, Just a friendly reminder to please complete the request below. Kind regards, Andrea Tapia (Embedded image moved to file: pic20979.gif)cid:[email protected] 01610240 Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic03301.gif)cid:[email protected] 01610240 From: Andrea Tapia Sent: Monday, December 23, 2013 4:55 PM To: Paul Morris Cc: Amanda Kirby Subject: Action Needed: WIC Brokerage Analysis [I] EFTA01466551 Classification: For internal use only We have expanded capabilities across all wealth segments and need to focus them on the right clients. As we continue to provide cross-asset capital markets coverage, it is important to leverage WIC for investment idea generation and implementation solutions that are tailored to each client's needs. In order to ensure that WIC (former MCG) is providing services ranging from holistic portfolio management, hedging and opportunistic trading, Chip would like for you to review your Brokerage accounts in the attached file. Please note the action items below and let me know if you have any questions. Action Items: 1. Using the drop-down menu, identify the purpose for the open account (column G) 2. If the account is an accommodation account or part of a larger relationship, please identify the relevant relationship (column H) and whether the affiliated relationship has CBVs greater than $10mm (column I) 3. Please send the completed file back to me by Friday, January 10, 2014 Thank you in advance for dedicating the necessary time to this matter. Kind regards, Andrea Tapia (Embedded image moved to file: pic07838.gif)cid:[email protected] 01610240 Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic20984.gif)cid:[email protected] 01610240 [attachment "Morris.xlsx" deleted by Amanda Kirby/db/dbcom] EFTA01466552