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sd-10-EFTA01466966Dept. of JusticeOther

EFTA Document EFTA01466966

Subject: Final Trade Report 2/3/14 [C] From: Tazia Smith <fl Date: Mon, 03 Feb 2014 16:47:59 -0500 To: Jeffrey Epstein <[email protected]> Cc: Paul Morris Vahe Stepanian Classification: Confidential Jeffrey - Total on the day, you executed the following: S 16,200 DAG at $6.8553 B 79,000 Citi K fixed-to-float Pfd at $25.2491 Leaves 14,934 on the DAG. The Citi pfds - ok to book that in Haze? Best, Tazia From: dbcom Tazia Smith/db/- To: Jeffrey Epstein <[email protected]>

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Dept. of Justice
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sd-10-EFTA01466966
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Subject: Final Trade Report 2/3/14 [C] From: Tazia Smith <fl Date: Mon, 03 Feb 2014 16:47:59 -0500 To: Jeffrey Epstein <[email protected]> Cc: Paul Morris Vahe Stepanian Classification: Confidential Jeffrey - Total on the day, you executed the following: S 16,200 DAG at $6.8553 B 79,000 Citi K fixed-to-float Pfd at $25.2491 Leaves 14,934 on the DAG. The Citi pfds - ok to book that in Haze? Best, Tazia From: dbcom Tazia Smith/db/- To: Jeffrey Epstein <[email protected]>

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Subject: Final Trade Report 2/3/14 [C] From: Tazia Smith <fl Date: Mon, 03 Feb 2014 16:47:59 -0500 To: Jeffrey Epstein <[email protected]> Cc: Paul Morris Vahe Stepanian Classification: Confidential Jeffrey - Total on the day, you executed the following: S 16,200 DAG at $6.8553 B 79,000 Citi K fixed-to-float Pfd at $25.2491 Leaves 14,934 on the DAG. The Citi pfds - ok to book that in Haze? Best, Tazia From: dbcom Tazia Smith/db/- To: Jeffrey Epstein <[email protected]>@DEUBAINT, Cc: , Paul Morris, Vahe Stepanian/db/dbcom@DBAmericas Date: PM Subject: [C] 02/03/2014 03:32 Trade Update 2/3/14 PROT0 Classification: Confidential Jeffrey - Thus far today you have executed the following: B 79,000 Citi K fixed-to-float Pfd at $25.2491 Be Back, Tazia (Embedded image moved to file: pic11500.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobi Email ■ Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor , NY 10154 (Embedded image moved to file: pic01564.gif) From: <[email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS, PROT1 Date: PM Subject: [C] 2milliojn 02/03/2014 02:19 Re: Citi K fixed-to-float... On Mon, Feb 3, 2014 at 2:14 PM, Tazia Smith e > wrote: Classification: Confidential Jeffrey - Will be back with complete thoughts on all of the below, but given nice pullback today, some highlights (potentially timely entry points) are popping up, for one: Consider buying some of the Citi K fixed to floats today. They went ex-div today (50c) and are trading - $25.25 (down 45c). As you know, they're fixed at 6.875% and float in '23 at 3moL +413bps. One quarterly coupon and you've recouped the moderate premium to par (Embedded image moved to file: pic22046.gif) (Embedded image moved to file: pic15699.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor PROT2 New York, NY 10154 Tel. Fax Mobi Email (Embedded image moved to file: pic01077.gif) From: <[email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS, Paul Morris/db/dbcom@DBAMERICAS, Date: PM 02/02/2014 08:59 Subject: percentages get a read from your team Inline image 1 The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved PROT3 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved PROT4

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