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EFTA Document EFTA01468056EFTA Document EFTA01468059
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sd-10-EFTA01468057Dept. of JusticeOther

EFTA Document EFTA01468057

Subject: Sell today's IPOs? C From: Tazia Smith < Date: Wed, 26 Mar 2014 14:03:10 -0400 To: Vahe Stepanian < effre e stein < [email protected]> Cc: Classification: Confidential Jeffrey - Do you want to sell KING and NORD now or on the close? Down $5.1k on KING (trading -$19.60 off a $22.50 price, 1700 shs) Up -$1.1k on NORD (trading -$18.24 off a $16 price, 500 shs) Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management

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Dept. of Justice
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sd-10-EFTA01468057
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Subject: Sell today's IPOs? C From: Tazia Smith < Date: Wed, 26 Mar 2014 14:03:10 -0400 To: Vahe Stepanian < effre e stein < [email protected]> Cc: Classification: Confidential Jeffrey - Do you want to sell KING and NORD now or on the close? Down $5.1k on KING (trading -$19.60 off a $22.50 price, 1700 shs) Up -$1.1k on NORD (trading -$18.24 off a $16 price, 500 shs) Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management

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Subject: Sell today's IPOs? C From: Tazia Smith < Date: Wed, 26 Mar 2014 14:03:10 -0400 To: Vahe Stepanian < effre e stein < [email protected]> Cc: Classification: Confidential Jeffrey - Do you want to sell KING and NORD now or on the close? Down $5.1k on KING (trading -$19.60 off a $22.50 price, 1700 shs) Up -$1.1k on NORD (trading -$18.24 off a $16 price, 500 shs) Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management E-mail: Original Message From: Vahe Stepanian Sent: 03/26/2014 09:58 AM EDT To: [email protected] Cc: Tazia Smith Subject: Fyi - KING opened $20.50, currently bouncing around that level (priced @ $22.50). [C] Classification: Confidential Thank you, Vahe (Embedded image moved to file: pic28504.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Mana ement EFTA01468057 Mobil Email (Embedded image moved to file: pic00991.gif) EFTA01468058

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