EFTA Document EFTA01468631

Deutsche Asset & Wealth Management Certificate for the Purchase of Initial Public Offerings of Equity Securities Pursuant to FINRA Rule 5130 (formerly NASD Rule 2790) (the "New Issue Rule"), firms may not sell or cause to be sold a new issue (as defined in the New Issue Rule; generally, initial public offerings of equity securities) to any account in which a restricted person holds a beneficial interest unless the account qualifies for a general exemption under the New Issue Rule. We r