EFTA Document EFTA01469559

Subject: Re: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ) for US D 150,000.00 [I] From: Vahe Stepanian Date: Tue, 08 Jul 2014 13:40:44 -0400 To: Paul Morris < Cc: Amanda Kirby Classification: For internal use only Working on this. Cannot get a straight answer from CRM. Thank you, Vahe (Embedded image moved to file: pic11572.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset a Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 Fax +1 Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. (Embedded image moved to file: pic01075.gif) From: Paul Morris/db/dbcom To: Vahe Stepanian/db/dbcom, Amanda Kirby/db/dbcom8DBAMERICAS, Date: 07/08/2014 11:32 AM Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (.111111 for U SD 150,000.00 [I] Classification: For internal use only Original Message From: CMNY.Margin Sent: 07/08/2014 11:22 AM AST To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ) for USD 150,000.00 EFTA01469559 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 150,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments 4 ) 61052254 (attachment "Call_SOUTHERN FINANCIAL, LLC (6032932)_413614_20140708111202732.pdf" deleted by Vahe Stepanian/db/dbcom] (attachment mExposureStatementReport_SOUTHERN FINANCIAL, LLC (6032932)_413614_20140708111202263.xls" deleted by Vahe Stepanian/db/dbcom] EFTA01469560