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sd-10-EFTA01469846Dept. of JusticeOther

EFTA Document EFTA01469846

Subject: Re: Southern Financial revenues (I) From: Paul Morris < Date: Wed, 30 Jul 2014 11:04:36 -0400 To: Cc: Classification: For internal use only pls be tactful Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Offic Cell: (Inactive hide details for Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use o nly Mat - Apparently Matt i)Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use only

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sd-10-EFTA01469846
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Subject: Re: Southern Financial revenues (I) From: Paul Morris < Date: Wed, 30 Jul 2014 11:04:36 -0400 To: Cc: Classification: For internal use only pls be tactful Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Offic Cell: (Inactive hide details for Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use o nly Mat - Apparently Matt i)Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use only

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Subject: Re: Southern Financial revenues (I) From: Paul Morris < Date: Wed, 30 Jul 2014 11:04:36 -0400 To: Cc: Classification: For internal use only pls be tactful Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Offic Cell: (Inactive hide details for Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use o nly Mat - Apparently Matt i)Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil a To: Date: 07/30/2014 11:02 AM Subject: Re: Southern Financial revenues [I) Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil and copper trades were 10x what they showed us as RCs. Do you want to follow up with Matt or do you want me to? TDS Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1 646 257-3131 Mobile Email (Inactive hide details for Paul Morris---07/30/2014 10:41:48 AM---Classification: For internal use o nly these # you're getting £)Paul Morris---07/30/2014 10:41:48 AM---Classification: For internal use only these # you're getting from cbas look very low??? Paul Morris EFTA01469846 Cc: Date: 07/30/2014 10:41 AM Subject: Re: Southern Financial revenues [I) Classification: For internal use only these 9 you're getting from cbas look very low??? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Cell Cell: (Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use o nly Paul - YTD total and spe)Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. •. Date: 07/23/2014 04:17 PM Subject: Re: Southern Financial revenues [I) Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1(646 257-3131 Mobile EFTA01469847 Email (Inactive hide details for Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use o my Matt, can you look into)Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into commodities trades we have done (oil, •II To: [email protected], Cc: Date: 07/23/2014 04:01 PM Subject: Southern Financial revenues (I) Classification: For internal use only Matt, can you look into commodities trades we have done (oil, copper) and associated revenue, i don' t think they are being captured. thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Cells Cell: EFTA01469848

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