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sd-10-EFTA01470417Dept. of JusticeOther

EFTA Document EFTA01470417

Subject: Re: Fw: DB WT to Stambaugh I] From: Paul Morris < Date: Mon, 18 Aug 2014 22:57:33 To: Aracely Sanchez Natalie Barak <n Classification: For internal use only Was this processed today? Original Message From: Aracely Sanchez Sent: 08/18/2014 02:23 PM EDT To: Natalie Barak Cc: Paul Morris Subject: Re: Fw: DB WT to Stambaugh [I] Classification: For internal use only Thanks Natalie. I've confirmed the wire with Darren Indyke and will process promptly. Kind regards, Aracel

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sd-10-EFTA01470417
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Subject: Re: Fw: DB WT to Stambaugh I] From: Paul Morris < Date: Mon, 18 Aug 2014 22:57:33 To: Aracely Sanchez Natalie Barak <n Classification: For internal use only Was this processed today? Original Message From: Aracely Sanchez Sent: 08/18/2014 02:23 PM EDT To: Natalie Barak Cc: Paul Morris Subject: Re: Fw: DB WT to Stambaugh [I] Classification: For internal use only Thanks Natalie. I've confirmed the wire with Darren Indyke and will process promptly. Kind regards, Aracel

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Subject: Re: Fw: DB WT to Stambaugh I] From: Paul Morris < Date: Mon, 18 Aug 2014 22:57:33 To: Aracely Sanchez Natalie Barak <n Classification: For internal use only Was this processed today? Original Message From: Aracely Sanchez Sent: 08/18/2014 02:23 PM EDT To: Natalie Barak Cc: Paul Morris Subject: Re: Fw: DB WT to Stambaugh [I] Classification: For internal use only Thanks Natalie. I've confirmed the wire with Darren Indyke and will process promptly. Kind regards, Aracely Sanchez (Embedded image moved to file: pic06224.gif) Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic11008.gif) From: Natalie Barak/db/dbcom To: Aracely Sanchez/db/dbcom@DBAMERICAS, Cc: Paul Morris/db/dbcom@DBAMERICAS Date: 08/18/2014 02:18 PM EFTA01470417 Subject: Fw: DB WT to Stambaugh [I] Classification: For internal use only Hi Aracely, As we discussed, here is the email chain and attachment from Bella in regards to a wire for one of Paul's clients. Kind regards, Natalie Barak (Embedded image moved to file: pic05844.gif)[attachment "SHBRK Scann14081812071.pdf" deleted by Aracely Sanchez/db/dbcom] Natalie Barak Vice President I Relationship Officer Deutsche Bank Trust Company Americas Asset and Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. (212)454-2880 Fax (646)736-0695 Mobile 646-793-1057 Email [email protected] Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic32609.gif) Forwarded by Natalie Barak/db/dbcom on 08/18/2014 02:15 PM From: bellaklein ‹ > To: Natalie Barak/db/dbcom@DBAMERICAS, Date: 08/18/2014 02:12 PM Subject: Re: DB WT to Stambaugh [C] EFTA01470418 Great, Thank you, Bella On Aug 18, 2014, at 2:11 PM, Natalie Barak <[email protected]> wrote: Classification: Confidential Hi Bella, I received your email. I'll review the file and then reach out to the appropriate individuals for approvals. Kind regards, Natalie Barak <Mail Attachment.gif> Natalie Barak Vice President I Relationship Officer Deutsche Bank Trust Company Americas Asset and Wealth Management Securities offered through Deutsche Bank Securities Inc. <Mail Attachment.gif> From: To: Date: Subject: bellaklein < Natalie Barak/db/dbcom@DBAmERIcAs, 08/18/2014 02:08 PM Fwd: DB WT to Stambaugh Please call Darren for approval. Thank you, Bella EFTA01470419 Tel: 212-971-1307 Begin forwarded message: From: bellaklein < > Subject: DB WT to Stambaugh Date: August 18, 2014 at 12:36:18 PM EDT To: Amanda Kirby < > Cc: Darren Ind ke < >, Richard Kahn < > Please confirm, Thank you, Bella Tel: 212-971-1307 Begin forwarded message: From: Subject: Message from KMBT_C253 Date: Au ust 18 2014 at 12:09:15 PM EDT To: Reply-To: [email protected] [attachment "SHBRK Scann14081812071.pdf" deleted by Natalie Barak/db/dbcom] --- This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01470420

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FaxFax (646)736-0695
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Subject: Re: Fw: DB WT From: Aracely Sanchez < Date: Tue, 19 Aug 2014 : :1 - 4 To: Paul Morris Natalie Barak >, Classification: For internal use only Yes. The wire was processed yesterday.. Regards, Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas 345 Park Avenue, 24th Floor New York,NY 10154 Tel. (212)454-0024 Email: [email protected] Securities offered through Deutsche Bank Securities Inc. Original Message From: Paul Morris Sent: 08/18/

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Subject: Re: Fw: DB WT to Stambaugh I] From: Paul Morris < Date: Tue, 19 Aug 2014 06:58:10 To: Aracely Sanche Natalie Barak Cc: Amanda Kirby Classification: For internal use only Thank you, please cc each other re: the back up process. Aracely can you send Rich a note that this was done unless there was another wire request. Original Message From: Aracely Sanchez Sent: 08/18/2014 02:23 PM EDT To: Natalie Barak Cc: Paul Morris Subject: Re: Fw: DB WT to Stambaugh [I] Classificat

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Subject: Re: Fw: DB WT From: Aracely Sanchez Date: Mon, 18 Aug To: Natalie Barak Cc: Paul Morris Classification: For internal use only Thanks Natalie. I've confirmed the wire with Darren Indyke and will process promptly. Kind regards, Aracely Sanchez (Embedded image moved to file: pic06045.gif) Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities Inc. (Embedded image mo

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Subject: Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule Client Segregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 17:05:57 -0400 To: DeAWM-WM DerivativeDocs Cc: DeAWM-WM DerivativeDocs Ian Hearn <[email protected]>, Paul Morris < Vahe Stepanian < Classification: Confidential Ian -- Not yet. I've reminded the client that we also need that. I'll forward once they send Best, Amanda Kirby (Embedded image moved to file: pic21208.gif) Amanda Kirby

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KYC Print Page 1 of 26 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case A : 01133377 One sheet must be established per relationship • list all accounts included in the relationshi 1. Relationship Details Relatiorship Name: EPSTEIN, JEFFREY RELATIONSHIP. Booking Center: New York ReLatiorship Manager: Paul Moms w ia New MN Relationship O Existing PWM Relationship Relationship to PM: If edsting, please indicate since when the relationship costs, provide reason for new profile and attach ol

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Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 14:09:57 -0400 To: Ian Hearn Cc: DeAWM-WM DerivativeDocs Paul Morris < Vahe Stepanian Classification: Confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic14799.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-000

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