EFTA Document EFTA01471042

Subject: Alibaba opens $92.70 C From: Tazia Smith < Date: Fri, 19 Sep 2014 11:55:02 -0400 To: jeffre epstein < eevacationegmail.com> Cc: MG Paul Morris Rich Kahn R> R, Vahe Stepanian Classification: Confidential Jeffrey - Alibaba opens at $92.70, -$95 last (+$54k on your position) TDS (Embedded image moved to file: pic00028.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1(646 257-3131 Mobile +1 Email (Embedded image moved to file: pic25184.gif) From: Tazia Smith/db/dbcom To: Cc: "jeffrey epstein" <jeevacationQgmail.com>, "MG" "Paul Morris" "Vahe Stepanian" < Date: 09/19/2014 10:10 AM Subject: Alibaba Update $80-83, buy imbalance [C) Classification: Confidential >, "Rich Kahn" Jeffrey - Alibaba not open yet, looking $80-83 last (vs. $68 price), but still on a buy imbalance on the NYSE. Will keep you posted. Let us know if this is something you want to sell, hold or add. EFTA01471042 Best Regards, Tazia From: Tazia Smith/db/dbcom To: "jeffrey epstein" <[email protected]>, Cc: "Paul Morris" < >, "Vahe Stepanian" < >, "MG" < ,> Date: 09/19/2014 08:45 AM Subject: Alloc (C) Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset a Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel: (212 454-2889 Mobile: Fax: (646 257-3131 E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION Issuer: Alibaba Group Holding Limited Symbol: BABA ** * EFTA01471043 Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46$ secondary) Offer price: $68.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Bookrunners: Deutsche Bank Credit Suisse Goldman Sachs JPMorgan Morgan Stanley Citi The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site, at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-800-503-4611 or by mail from Deutsche Bank Securities Inc., 60 Wall Street, New York, New York 10016, or by email at [email protected] EFTA01471044