EFTA Document EFTA01471459

Subject: Fw: [C] From: Tazia Smith <E > Date: Tue, 28 Oct 2014 11:10:24 -0400 To: Cc: Daniel Sabba Vahe Stepanian Paul Morris Classification: Confidential Rich - recall we had him buy the Citi 6.875% (Citi K) preferred back in Feb, in Haze. Does he want this purchase in Haze too? (Embedded image moved to file: pic21586.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile +1 Email (Embedded image moved to file: pic18957.gif) Forwarded by Tazia Smith/db/dbcom on 10/28/2014 11:08 AM From: dbcom Tazia Smith/db/- To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/I Vahe Stepanian/db/- , Paul Morris, Richard Kahn EFTA01471459 Date: AM 10/28/2014 11:06 Subject: Re: [C] Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic02852.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile +1 Email (Embedded image moved to file: pic03580.gif) From: dbcom Tazia Smith/db/- EFTA01471460 To: "jeffrey E." <[email protected]>@DEUBAINT, Cc: Richard Kahn Daniel Sabba/db/- , Vahe Stepanian/db/ , Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: [C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic27726.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile +1 Email (Embedded image moved to file: pic12599.gif) EFTA01471461 From: "jeffrey E." <[email protected]> To: Tazia , Richard Kahn Date: AM Subject: 10/28/2014 10:54 buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01471462 EFTA01471463