Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline (Amanda Kirby, 30 Oct 2014)Valuation Statement for SOUTHERN FINANCIAL, LLC as at 30 Oct 2014 - Request 182298 (Valuations System, 30 Oct 2014)
Case Filesd-10-EFTA01471538Dept. of JusticeInquiry regarding Acct# 44129914 NEW YORK STRATEGY GROUP, LLC, Case # 118954 [IJ (AMLCompliance Inquiries, 30 Oct 2014)
October 30, 20142p
Case File
sd-10-EFTA01471538Dept. of JusticeInquiry regarding Acct# 44129914 NEW YORK STRATEGY GROUP, LLC, Case # 118954 [IJ (AMLCompliance Inquiries, 30 Oct 2014)
Email
Subject: Inquiry regarding Acct# 44129914 NEW YORK STRATEGY GROUP, LLC, Case # 118954 [IJ From: AMLCompliance Inquiries < Date: Thu, 30 Oct 2014 15:12:22 -0400 To: Amanda Kirby Cc: Paul Morris < AMLCompliance Inquiries < Classification: For internal use only As a part of the PWM anti-money laundering monitoring program, the PRIME system is used to automatically identify accounts that exceed pre-defined profile levels for transaction volume and/or transaction amounts each month. When pr
Date
October 30, 2014
Source
Dept. of Justice
Reference
sd-10-EFTA01471538
Pages
2
Persons
0
Integrity
Loading document viewer...
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,800+ persons in the Epstein files. 100% free, donor-supported, and independent. Donors see no ads.
Support This ProjectSupported by 1,550+ people worldwide
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.