EFTA Document EFTA01473921

Subject: FW: Margin Rate Exception - 0J8001860 [I] From: Vahe Stepanian Date: Thu, 09 Jul 2015 16:39:21 -0400 To: Paul Morris Cc: Daniel Sabba Ariane Dwyer Classification: For internal use only Fyi... From: Keith Straw Sent: Thursday, July 09, 2015 4:37 PM To: Vahe Stepanian Cc: Ariane Dwyer; Daniel Sabba; Zbynek Kozelsky; George Hack Subject: RE: Margin Rate Exception - QJ8001860 [I] Classification: For internal use only Approved Keith Keith Straw Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management From: Vahe Stepanian Sent: Thursday, July 09, 2015 4:35 PM To: Keith Straw Cc: Ariane Dwyer; Daniel Sabba; Zbynek Kozelsky EFTA01473921 Subject: FW: Margin Rate Exception - 0J8001860 [I] Classification: For internal use only Keith — can you please help in George's absence? Thank you. From: Vahe Stepanian Sent: Thursday, July 09, 2015 4:33 PM To: George Hack Cc: Daniel Sabba; Ariane Dwyer; Zbynek Kozelsky Subject: Margin Rate Exception - Q38001860 [I] Classification: For internal use only George - We are in the process of onboarding Leon Black (Q38001860), a referral from the Southern Financial relationship (a/c N4G023804). Mr. Black will be wiring in $10mm initially to begin trading, and will also be establishing an ISDA with the bank to trade OTC derivatives. The Southern Financial account listed above has already been granted a 3mL + 100bps margin exception rate — can you please approve an extension of the same rate for Mr. Black's account? Please let me know if you have questions. Thank you, Vahe 1 Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. EFTA01473922 Tel. Mobi Emai All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. EFTA01473923