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sd-10-EFTA01475615Dept. of JusticeOther

EFTA Document EFTA01475615

Subject: FW: Southern Financial [C] From: Paul Morris < IMIE> Date: Tue, 10 Nov 2015 19:29:28 -0500 To: Andrew Gallivan ‹ > Consistent with what we discussed last week look forward to discussing thanks Original Message From: Chip Packard Sent: Tuesday, November 10, 2015 02:32 PM Eastern Standard Time To: Paul Morris Subject: RE: Southern Financial [C] > Classification: Confidential Please start with Andrew as we should address this soon. I can follow up with you guys Thursday/Frida

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sd-10-EFTA01475615
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Subject: FW: Southern Financial [C] From: Paul Morris < IMIE> Date: Tue, 10 Nov 2015 19:29:28 -0500 To: Andrew Gallivan ‹ > Consistent with what we discussed last week look forward to discussing thanks Original Message From: Chip Packard Sent: Tuesday, November 10, 2015 02:32 PM Eastern Standard Time To: Paul Morris Subject: RE: Southern Financial [C] > Classification: Confidential Please start with Andrew as we should address this soon. I can follow up with you guys Thursday/Frida

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Subject: FW: Southern Financial [C] From: Paul Morris < IMIE> Date: Tue, 10 Nov 2015 19:29:28 -0500 To: Andrew Gallivan ‹ > Consistent with what we discussed last week look forward to discussing thanks Original Message From: Chip Packard Sent: Tuesday, November 10, 2015 02:32 PM Eastern Standard Time To: Paul Morris Subject: RE: Southern Financial [C] > Classification: Confidential Please start with Andrew as we should address this soon. I can follow up with you guys Thursday/Friday. Thanks. {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Chip Packard Managing Director I Co-Head, Wealth Management Americas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154-0004 fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl Securities offered through Deutsche Bank Securities, Inc. From: Paul Morris Sent: Tuesday, November 10, 2015 2:03 PM EFTA01475615 To: Chip Packard Subject: RE: Southern Financial [C] Classification: Confidential This can wait a few days thanks Paul Morris Managing Director Deutsche Bank Private Bank From: Chip Packard Sent: Tuesday, November 10, 2015 1:23 PM To: Paul Morris Subject: RE: Southern Financial [C] Classification: Confidential Thanks, I am sandwiched today and this needs immediate attention so please take up with Gallivan and keep me in the loop. I am not as confident though that we can handle this through investor sales and you guys as this is non- advised business. Let's think this through carefully. fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Chip Packard Managing Director I Co-Head, Wealth Management Americas EFTA01475616 Deutsche Deutsche 345 Park New York Bank Trust Company Americas Asset & Wealth Management Avenue, 24th Floor NY 10154-0004 {https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif} Securities offered through Deutsche Bank Securities, Inc. From: Paul Morris Sent: Tuesday, November 10, 2015 11:09 AM To: Chip Packard Subject: Southern Financial [C] Classification: Confidential JE called, he requested coverage change, not working with DS, before I reach out to Todd wanted to discuss, between new investor sales/me /Stew we should be able to cover and increase flow business. Paul Morris Managing Director Deutsche Bank Private Bank EFTA01475617

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