EFTA Document EFTA01475666

Subject: RE: Southern Financial [C] From: Andrew Gallivan Date: Mon, 16 Nov 2015 15:39:54 -0500 To: Paul Morris ‹ > Classification: Confidential Back in on Thursday so we can talk Thursday or Friday if that works for you From: Paul Morris Sent: Monday, November 16, 2015 3:22 PM To: Andrew Gallivan Subject: FW: Southern Financial [C] Classification: Confidential Andrew, I was away Thur/Fri, sound like you may be out until later in week, perhaps we can address with Todd when back. Thanks Paul Morris Managing Director Deutsche Bank Private Bank From: Chip Packard Sent: Tuesday, November 10, 2015 2:33 PM To: Paul Morris Subject: RE: Southern Financial [C] Classification: Confidential EFTA01475666 Please start with Andrew as we should address this soon. I can follow up with you guys Thursday/Friday. Thanks. {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Chip Packard Managing Director I Co-Head, Wealth Management Americas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. NY. 10154-0004 fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl Securities offered through Deutsche Bank Securities, Inc. From: Paul Morris Sent: Tuesday, November 10, 2015 2:03 PM To: Chip Packard Subject: RE: Southern Financial [C] Classification: Confidential This can wait a few days thanks Paul Morris Managing Director EFTA01475667 Deutsche Bank Private Bank From: Chip Packard Sent: Tuesday, November 10, 2015 1:23 PM To: Paul Morris Subject: RE: Southern Financial [C] Classification: Confidential Thanks, I am sandwiched today and this needs immediate attention so please take up with Gallivan and keep me in the loop. I am not as confident though that we can handle this through investor sales and you guys as this is non- advised business. Let's think this through carefully. {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Chip Packard Managing Director I Co-Head, Wealth Management Americas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. NY. 10154-0004 fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl Securities offered through Deutsche Bank Securities, Inc. EFTA01475668 From: Paul Morris Sent: Tuesday, November 10, 2015 11:09 AM To: Chip Packard Subject: Southern Financial [C] Classification: Confidential JE called, he requested coverage change, not working with DS, before I reach out to Todd wanted to discuss, between new investor sales/me /Stew we should be able to cover and increase flow business. Paul Morris Managing Director Deutsche Bank Private Bank EFTA01475669