EFTA Document EFTA01475807

Subject: RE: rev discrepancy [C] From: Jj Litchford <[email protected]> Date: Tue, 01 Dec 2015 12:45:15 -0500 To: Morgan Byrd Andrew Gallivan Cc: Paul Morris Stewart Oldfield Classification: Confidential Hi Morgan-- I wanted to revisit this and make sure we are all on the same page that business booked under Ed will not be showing as assets or revenue for Paul and Stew. Attached is this sheet with the accounts that were booked under Ed Finley (who left in August) but are still showing as of the October GMIS report. Relationships: Boies, Ellin, New Apostolic Church. See my notes attached. Please confirm what else you need from us in order for these not to count as negative NNA. Thank you, 33 {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. New York 10154 {cid:[email protected]} EFTA01475807 From: Morgan Byrd Sent: Friday, October 23, 2015 8:33 AM To: Jj Litchford; Andrew Gallivan Subject: RE: rev discrepancy [C] Classification: Confidential 33, According to the report I sent you yesterday there is -$344,824.48 in NNA for this account. I'm not sure where the -433 number is coming from. I've attached the report again with the rest of your line items hidden. Thank you, {cid:[email protected]} Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacksonville. FL 32256 Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] EFTA01475808 From: Jj Litchford Sent: Thursday, October 22, 2015 12:00 PM To: Andrew Gallivan Cc: Morgan Byrd Subject: rev discrepancy [I] Classification: For internal use only As discussed, Howard Ellin shows as NNA of -433k but his NNA is exactly +5,000,000 (in a discretionary equity IA portfolio). The account is 451305. Morgan—the oddity here is that -433K is almost the exact amount his account was down market value wise which obviously should never be considered NNA. {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. New York 10154 {cid:[email protected]} EFTA01475809