EFTA Document EFTA01476666

KCP Partnership Tracking 2015 New Client Introductions Total # Opportunities Shown Total # Opportunities with Engagement Average Net Worth (MM) Private Markets Suntex AcTRS RIN Retrofit ABR-RE Astra Extel RESOF Proton Phoenix Lease Panda ADS Markets/CB&S CLO CMBS Sturctured Credit CRE Municipal Finance Capital Markets Risk Factors 5 3 14 Client I 32 # Opps Shown 102 12 5 7 4 10 15 10 16 3 5 5 3 7 22 8 1 5 7 1 5 3 42 132 60 500 # Opps w/ Engagement 30 3 1 EFTA01476666 CV Ss ri ri V) LI) 'co 0 I—I 0 ri I—I CV CO .—I LI) N .—I LI) en EFTA01476667