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sd-10-EFTA01476927Dept. of JusticeOther

EFTA Document EFTA01476927

Subject: RE: Trade trackin [I] From: Ariane Dwyer Date: Fri, 15 Jan 2016 14:54:01 -0500 To: Paul Morris Jj Litchford Cc: Vahe Stepanian Hi Paul and JJ, Today Southern Financial did the following: 1. Unwound JPYKRW Forward, $10mm notional, P&L: $12,863 2. Unwound 5yr Brazil CDS Protection, $10mm, P&L: $5,000 Have a great long weekend. Best, Ari From: Paul Morris Sent: Thursday, January 14, 2016 4:11 PM To: Ariane Dwyer; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade trackin

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Dept. of Justice
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sd-10-EFTA01476927
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Subject: RE: Trade trackin [I] From: Ariane Dwyer Date: Fri, 15 Jan 2016 14:54:01 -0500 To: Paul Morris Jj Litchford Cc: Vahe Stepanian Hi Paul and JJ, Today Southern Financial did the following: 1. Unwound JPYKRW Forward, $10mm notional, P&L: $12,863 2. Unwound 5yr Brazil CDS Protection, $10mm, P&L: $5,000 Have a great long weekend. Best, Ari From: Paul Morris Sent: Thursday, January 14, 2016 4:11 PM To: Ariane Dwyer; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade trackin

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Subject: RE: Trade trackin [I] From: Ariane Dwyer Date: Fri, 15 Jan 2016 14:54:01 -0500 To: Paul Morris Jj Litchford Cc: Vahe Stepanian Hi Paul and JJ, Today Southern Financial did the following: 1. Unwound JPYKRW Forward, $10mm notional, P&L: $12,863 2. Unwound 5yr Brazil CDS Protection, $10mm, P&L: $5,000 Have a great long weekend. Best, Ari From: Paul Morris Sent: Thursday, January 14, 2016 4:11 PM To: Ariane Dwyer; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade tracking [I] Classification: For internal use only Thanks please don't do any special formatting Paul Morris Managing Director EFTA01476927 Deutsche Bank Private Bank Office: Cell: From: Ariane Dwyer Sent: Thursday, January 14, 2016 4:08 PM To: Paul Morris; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade tracking [I] Happy to! Here is one from Monday. Closed Trade Client Southern Financial Trade Description Buy 250,000 AAPL @ $98.94 Size $24,750,006 Date 1/11/2016 P&L $15,000 EFTA01476928 From: Paul Morris Sent: Thursday, January 14, 2016 3:50 PM To: Vahe Stepanian; Ariane Dwyer Cc: Jj Litchford Subject: Trade tracking [I] Classification: For internal use only Hi all, JJ going forward will be tracking so if you could forward to him client, trade type, size, date, P&L same or next day that would be very helpful. Thanks Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: EFTA01476929

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