EFTA Document EFTA01476982

PROT0 PROT1 financial GMIS 5) B1 warehouM ^ KPI Report (Client-Level) - 1.CRM: Paul Morris December 2015 1:: cinsparency. Reven December YTD YTD 2015 2015 2014 December December December 2015 2014 2014 NNA as % of December Growth YoY Growth YoY Growth YTD YTD 2015 YTD 2014 Growth YoY YTD 2015 YTD 2014 Change 2015 CBV 1 TUSD TUSD TUSD TUSD TUSD [repeated 5 times] TUSD TUSD TUSD TUSD bps bps bps SEE Paul Morris 19^ 1,362 390 40% 508,71^ 344,56^ 344,56^ 164,150 48% 164,150 48% 72,61^ 77,88^ 122,46^ (44,583) (36%) 15% 0 37 (37) (100%) (1) (15,443) (3,221%) ASADI FAREED 0 [repeated 4 times] PROT2 0 [repeated 3 times] 15,442 100% 50 24 26 0 32 (32) (100%) 0 (12,443) 183900100000437127 BLACK PEARL GLOBAL OPPORTUNITY FUND LEIMER ASADI EQUITIES LLC 0 [repeated 7 times] 12,443 100% 21 0 [repeated 10 times] (1) 0 (1) (3,221%) 50 0 0 3 (3) (100%) 0 (2, 100) 2,100 100% (1) (100%) DOMINIQUE FAREED A. SUMMIT PROT3 (900) 0 0 1 0 900 100% 100 BOIES FAMILY 2 61 0 61 8,055 0 8,055 8,055 249 (16,445) ^ (16,445) (204% I 114 CHRISTOPHER BOIES DIAMOND B CAPITAL, INC. 1 0 14 1,113 0 0 1,113 1,113 0 (8, 496) 0 (8, 496) (763%) 77 14 (6, 376) (6, 376) (6,085%) 0 40 0 40 105 0 0 105 105 249 0 PROT4 18,653 INVESTMENTS, 1 7 0 7 6,837 0 0 6,837 6,837 0 (1,497) 0 (1,497) (22%) 19 DIAMOND B All PINTXO CAPITAL LLC IMIIIIIIIMIIIIIaZAC CAPITAL 0 [repeated 13 times] 76 (76) (76) 0 [repeated 11 times] 124 -it LLC IIIIIIIIIIIMINIMMill DOMINIQUE LEIMER DOMINIQUE LEIMER Mi ll. DZIALGA MARK F. DZIALGA ELLIN 0 PROT5 0 (80%) 3 (3) (100%) (3) (100%) 0 (2) 2 (4) (223%) 64 72 (8) 0 (80%) 0 3 3 (3) (100%) (3) (100%) 0 (2) 2 (4) (223%) 64 72 (8) 0% 30 (30) (100%) 1,388 (1,388) (100%) 498 (498) 0 0 1,413 1,395 1,395 1,41^ 1,39^ 1,395 19 1% 19I 1% 0 30 (30) (100%) (1,388) (100%) 498 (498) 0 0 19 1% 19 PROT6 1% 0 0 1,388 3 17 0 17 4,881 0 4,881 4,881 0 0 HOWARD ELLIN ELYSIUM MANAGEMENT 3 17 0 iZi 4,881 0 0 183 125,154,264% 4,881 I 183 125,154,264% 0 [repeated 6 times] 183 0 199 0 0 15,001,230%! 199 134,911,589% (47) WIIIIIIIIIIIIIIIIIILEON D. BLACK 0 0 0 1.50012E+07% 0 100 (100) (100%) 183 0 0 183 183 125,154,264% 0 199 0 199 134,911,589% (100%) 109% 53 (4,615) 864 (863) GENERAL PROT7 ATLAN^C FA 0 4,711 4,648 4,648 63 1% 63 1% 0 0 4,615 0 r 0 100 (100) (100.00000%) GENERAL ATLANTIC FAMILY OFFICE MADISON PARK CAPITAL, LLC SK FAMILY OFFICE 0 [repeated 10 times] L 0 4,711 4,648 4,648 63 1% 63 1% 0 0 4,615 (4, 615) (100%) 0% 0 1 1 6^^ 14 21 (6) (31%) L 3,514 2,005 2,005 1,510 75% 1,510 75% 0 2,290 2,100 PROT8 189 9% CAPITAL, LLC OFFICE FINANCIAL FALCON TRAIL SK FAMILY SOUTHERN BUTTERFLY DARREN K. 14 1 14 1.586809E +03% 3,514 2,005 2,005 1,510 75% 1,510 75% 0 2,290 2,100 189 9% 65% 43 14 29 (20) (100.0%) 0 0 20 0 [repeated 9 times] 97 1,012 780 232 30% 313,341 330,514 330,514 (17,173) (5%) (17,173) (5%) 38,532 (16, 248) 123,803 (140, 052) (113%) (5%) 33 31 3 0 1 0 (36.714347%) 0 491 491 PROT9 (491) (100%) (491) (100%) 0 (491) 491 (981) (200%) (16,442,211%) 92 73 19 1 (71) (81%) (71) (81%) (60) (71) (9) (62) (672%) (426%) 0 2 1 0 18.688998% 17 87 87 101 88 13 IZI 22 Jan 2016, 22:02:21 Generated by GMIS - Finance Deutsche AWM 1 of 3 Deutsche Bank financial GMIS fil warahmuBa KPI Report (Client-Level) - 1.CRM: Paul Morris December 2015 iinsparency. Revenui December YTD YTD 2015 2015 2014 December December December 2015 2014 2014 NNA as % of December Growth YoY Growth YoY Growth YTD YTD 2015 YTD 2014 Growth YoY YTD 2015 YTD 2014 Change 2015 CBV bps bps TUSD TUSD TUSD TUSD TUSD PROT10 TUSD [repeated 8 times] bps Paul Morris 72,61^ 77,88^ (36%) 19^ 1,36^ 97^ 390 40% 508,71^ 344,56^ 344, 48% 164,150 48% 15% 30% 313,341 330,514 (5%) (17,173) (5%) 38,532 (16,248) (113%) 5% PROT11 27 193% 27 145 123% 66% 96 87 9 I ASSOCIATES IN HYPERION AIR 0 1 (1) (100.0%) 0 (408) 408 100% 85 HYPERION AIR 0 1 1 68.508641% 118 42 42 77 183% 77 183% (46) 77 (59) 135 231% 65% 96 85 12 1 LLC J. EPSTEIN VIRGIN ISLANDS FOUNDATION, (2) (55.87653%) (399) (22%) (399) (22%) (197) (361) 1, 966 (2, 328) PROT12 (118%) (25%) (6) 0 2 4 1,439 1,838 1,838 10 15 IN I MMMEJEEPERS INC 0 45 (45) (100.0%) 1,742 26,233 26,233 (24,491) (93%) (24,491) (93%) 7 (24,393) (19, 357) (5, 035) (26%) 1,368% (1,400%) 0 15 (15) JEFFREY EPSTEIN JEGE INC JEGE LLC JSC INTERIORS (245) 3 21 21 0 0.525567% 4,977 1,884 1,884 3,092 164% 3,092 164% 2,412 3,109 3,355 62% 85 74 11 0 2 PROT13 J(1) (43.822156%) 0 8.454763% 0 673.758759% 60 19 19 41 218% 41 218% (42) 41 (283) (167) 324 115% 69% 98 89 9 1 (78) 0 2 2 341 174 174 168 97% 168 97% 168 335 201% 49% 99 88 11 0 8 4 112% 4 112% 0 4 0 12% 53% 80 62 19 4 (7) (11) (61%) 0 0 PROT14 0 0 1.7113454E +03% 24 17 17 7 39% 7 39% 7 17 28% 95 92 3 LLC 1,SJE, 0 2 0 2 200 0 0 200 200 (75) 200 0 200 100% 93 MORT, INC NEPTUNE LLC 0 [repeated 12 times] 100% 461,930 (28) (67) 0 2 0 1 272.1512796% 120 40 40 80 200% 80 LLC PROT15 200% 80 147 220% 67% 96 89 8 NES LLC (91) 0 3 2 1 61.4411054% 0 (89.3653713%) 191 76 76 115 151% 115 151% 115 50 65 130% 60% 93 87 6 NEW YORK STRATEGY GROUP LLC PLAN D LLC SOUTHERN FINANCIAL LLC SOUTHERN COMPANY INC. THE 2007 JEFFREY E. EPSTEIN INSURANCE TR THE HAZE TRUST 0 6 0 (1%) 0 (1%) 0 0 (160) 160 100% (1%) 71 70 PROT16 1 (2.6647053%) 37.7825147% (3%) 0 10 0 [repeated 6 times] 0% 89 89 0 1 185 135 51 111,821 141,130 141,130 (29,309) (21%) (29, 309) (21%) 98 (27,104) 49,276 (76,380) (155%) (24%) 12 2 14 36,661 22,028 53,501 (31,472) (59%) 84 762 535 227 42.4583346% 118,338 96,081 96,081 22,257 23% 22,257 23% 19% 86 76 11 (87.420963%) (40) 0 [repeated 8 times] 8% 0 PROT17 8% 0 0% 7% 50 90 0 5 28 (23) (83.5048151%) 63,643 62,303 62,303 1,340 2% 1,340 2% 54 136 39,307 (39,171) (100%) 0% 9 (8) ZORRO (24) 0 2 1 1 209.8059573% 238 65 65 173 265% 173 265% 173 65 108 165% 73% 96 90 6 DEVELOPMENT CORP. 570%I TFMG LLC, US IIIIIIIIIIIIIIIIIITfmg LLCUS 7 1 6 0 PROT18 0 7 1 6 569.6417768% 0 [repeated 9 times] THE 47 129 0 129 65,578 0 0 65,578 65,578 4,833 7,054 0 7,054 258 NATIONAL ORGANI THE NATIONAL ORGANIZATION OF THE NEW 47 129 0 129 65,578 0 0 65,578 65,578 4,833 7,054 0 7,054 11% 258 APO 22 Jan 2016, 22:02:21 Generated by GMIS - Finance Deutsche AWM IZI 2 of 3 Deutsche Bank financial KPI Report (Client-Level) - 1.CRM: Paul Morris December 2015 nsparency. RS Reven December YTD YTD PROT19 2015 2015 2014 December December December 2015 2014 2014 NNA as % of December Growth YoY Growth YoY Growth YTD YTD 2015 YTD 2014 Growth YoY YTD 2015 YTD 2014 Change 2015 CBV TUSD TUSD TUSD TUSD TUSD [repeated 5 times] TUSD TUSD TUSD TUSD bps 972 Paul Morris 19^ 1,362 390 40% 508,71^ 344,56^ 344,56^ 164,150 48% 164,150 48% 72,61^ 77,88^ 122,46^ (44,583) (36%) 15% 63 5 THIRD LAKE 18 122 3 119 3,781% 107,039 6,002 6,002 101,038 1,684% 101,038 1,684% 29,004 101,038 6,002 95,036 1,584% 94% CRW 2007 LLC 2 2 0 2 5,000 0 0 5,000 5,000 2,000 PROT20 PROT21 7,500 7,500 0 100% 50 (1) 7 25 1 24 2.31842825E +03% 14,510 2,000 2,000 12,510 625% 12,510 625% 1 12,510 2,000 10,509 525% 86% 61 62 lippaSHARI WAGNER SSW 2007 LLC TODD R. WANEK 3 3 0 3 7,500 0 0 7,500 0 7,500 100% 53 5 13 0 13 9,504 0 0 9,504 9,504 1 9,504 0 9,504 100% 59 PROT22 (6) 16 45 1 44 4.158381238E +03% 37,014 2,001 2,001 35,014 35,014 1,750% 1 35,014 2,001 33,013 1,650% 95% 58 63 I FIRMMM WANES TRUST 8 27 1 26 2.4501472144E +03% 17,010 2,001 2,001 15,010 750% 15,010 750% 1 15,010 2,001 13,009 650% 88% 60 63 (4) I I IZI 22 Jan 2016, 22:02:21 Generated by GMIS - Finance Deutsche AWM 3 of 3 Deutsche Bank PROT23