EFTA Document EFTA01478737

Subject: Re: Fw: KCP I0I- Santander IPO I From: Joshua Shoshan Date: Tue, 21 Jan 2014 To: Haig Ariyan Cc: Caroline Kitidis Chip Packard Michael Iaquinta Tazia Smith < Donald Summe 16:06:30 -0500 Classification: For internal use only Haig, thank you. Mike Iaquinta, please note. We will come back to you when Mr. Epstein next puts in an IOI. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Haig Ariyan/db/dbcom To: Joshua Shoshan/db Cc: Caroline Kitidis/db Chip Packard/db Shoshan/db Michael Iaquinta/db Date: 01/21/2014 04:03 PM Subject: Re: Fw: KCP IOI: Santander IPO (I) Classification: For internal use only We will do our best for this client on each deal without being bound to a formula. However, the requested amount is reasonable in my view. Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset 6 Wealth Management 345 Park Avenue N Y rk NY 10154 w OM direct phone fax Joshua Tazia Smith/d6/ EFTA01478737 From: Joshua Shoshan/db/dbcom To: Joshua Shoshan/db Cc: Caroline Kitidis/db/dbcom, Chip Packard/db Michael Iaquinta/db/dbcom, Tazia Smith/db/dbcom Date: 01/21/2014 04:00 PM Subject: Re: Fw: KCP IOI: Santander IPO (I) Haig Ariyan/ .11,. Classification: For internal use only Greetings. Tazia came by. It was earlier proposed that Mr. Epstein would get a 50bps allocation off the top of the wealth management allocation. Is that agreeable to you? Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Joshua Shoshan/db/dbcom To: Caroline Kitidis/db/dbcom, Cc: Chip Packard/db m, Michael Iaquinta/db/dbcom Date: 01/21/2014 02:16 PM Subject: Re: Fw: KCP IOI: Santander IPO (I) Haig Ariyan/db Tazia Smith/db/dbco EFTA01478738 Classification: For internal use only Tazia, please feel free to chime in on how many shares of an allocation Mr. Epstein would be reasonably satisfied to receive. Re his 150k indication, the entire division may get perhaps 500k shares (DB has junior economics). Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Offic Cell E-Fax From: Caroline Kitidis/db/dbcom To: Haig Ariyan/db Cc: Joshua Shoshan/db Date: 01/21/2014 01:20 PM Subject: Fw: KCP IOI: Santander IPO (I] Chip Packard/db Classification: For internal use only Hi guys - See KCP allocation request for Santander. We have a Capital markets KCP client request for allocation, Jeffrey Epstein, please advise if you are comfortable with this request in the pre-allocation for KCP bucket, before PC/PCS non KCP allocations. Kind regards, Caroline Kitidis (Embedded image moved to file: pic24777.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners s Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Mobile Email (Embedded image moved to file: pic29970.gif) EFTA01478739 Forwarded by Caroline Kitidis/db/dbcom on 01/21/2014 01:19 PM From: Tazia Smith/db/dbcom To: Joshua Shoshan/db Cc: Caroline Kitidis/db Date: 01/21/2014 12:36 PM Subject: KCP IOI: Santander IPO [I] Classification: For internal use only Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you please follow up with Chip/Haig as discussed? Thanks, Tazia (Embedded image moved to file: pic07223.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 26th Floor New York NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic06710.gif) EFTA01478740