EFTA Document EFTA01478766

Subject: Re: USPB hips (C) From: Diego Galan Date: Sat, 01 Feb 20 To: Caroline Kitidis Mathew Negus Cc: Haig Ariyan Chip Packard Classification: Confidential Caroline and Mathew, Attached please find the list of USPB clients and prospects with estimated net worth >$100mm. Let me know if you have any questions. Best, Diego (See attached file: USPB relationships and Prospects - NW greater than $100mm_2014-2-1.xlsx) (Embedded image moved to file: pic25620.gif) Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 - 4 New York, NY, USA Tel. Mobi Emai Assistant: Ladie Whitaker (Embedded image moved to file: pic00748.gif) From: I To: I Cc: I Date: 102/01/2014 01:41 PM EFTA01478766 Subject: IRe: USPB Lending Only Relationships [C) Classification: Confidential Good meeting yesterday and great progress Caroline. Good weekend everyone. Chip Packard Managing Director Co-Head, Wealth Management Americas alth Management Securities offered through Deutsche Bank Securities Inc. Original Message From: Diego Galan Sent: 01/31/2014 09:06 PM EST To: Caroline Kitidis; Mathew Negus Cc: Chip Packard; Haig Ariyan Subject: USPB Lending Only Relationships (C) Classification: Confidential Caroline and Mathew, As discussed today, please find attached the list of USPB lending only relationships; the tab "summary" shows the number of lending only relationships by office and banker, as well as the combined revenues for lending only relationships for that banker. I will be sending the list of relationships with estimated net worth >$100mm over the weekend. Let me know If you have any questions. Best, Diego (attachment "USPB Lending Only Relationships.xlsx" deleted by Chip Packard/db/dbcom) (Embedded image moved to file: pic27067.gif) Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 Tel. Mobi Emai Assistant: Ladie Whitaker New York, NY, USA (Embedded image moved to file: pic04536.gif) EFTA01478767