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sd-10-EFTA01479637Dept. of JusticeOther

EFTA Document EFTA01479637

Subject: Trade Report 6/25/14 [C] From: Tazia Smith < IMI=> Date: Wed, 25 Jun 2014 10:12:28 -0400 To: [email protected] Cc: Paul Morris Nav Gupta Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 250k Bank of New York (BK) at $36.2556 Best, Tazia (Embedded image moved to file: pic27775.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA

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Dept. of Justice
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sd-10-EFTA01479637
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Subject: Trade Report 6/25/14 [C] From: Tazia Smith < IMI=> Date: Wed, 25 Jun 2014 10:12:28 -0400 To: [email protected] Cc: Paul Morris Nav Gupta Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 250k Bank of New York (BK) at $36.2556 Best, Tazia (Embedded image moved to file: pic27775.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA

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Subject: Trade Report 6/25/14 [C] From: Tazia Smith < IMI=> Date: Wed, 25 Jun 2014 10:12:28 -0400 To: [email protected] Cc: Paul Morris Nav Gupta Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 250k Bank of New York (BK) at $36.2556 Best, Tazia (Embedded image moved to file: pic27775.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic14137.gif) From: "jeffrey E." <[email protected]> EFTA01479637 zia Smith Date: AM Subject: 06/25/2014 09:47 buy 250,000 shares of bank of new york please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01479638

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Subject: Re: Epstein (C] From: Paul Morris Date: Thu, 27 Feb 2014 09:36:54 -0500 To: Vinit Sahni < Cc: Nav Gupta Tazia Smith Vahe Stepanian Classification: Confidential i left him a message to do a call later today or tomorrow am Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: Vinit Sahni/db/dbcom@DBEMEA To: Paul Morris/db/dbcom@dbamericas, Cc: Tazia Smith/db/dbcom@dbamericas, "Vahe Stepanian (DEUTSC

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Subject: Re: Black Follow Ups week of 4/28 [I] From: Paul Morris < Date: Wed, 30 Apr 2014 10:18:42 To: Tazia Smith Cc: Amanda Kirby Vahe Stepanian < Classification: For internal use only hi, can we prepare a package fort them today? Tazia lets call eileen this a.m Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: Tazia Smith/db/dbcom To: Cc: AS Paul Morris/db/dbcom@DBAMERICAS, Amanda Kirby/db/dbcom@DBAM

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From: Paul Morris Sent: 2/28/2014 6:07:56 AM To: Tazia Smith CC: Vahe Stepanian Subject: Re: follow-up call [C] ; Paul Morris ; Vinit Sahni [ ; Nay Gupta Classification: Confidential No, vinit are u available this morning? Original Message From: Tazia Smith Sent: 02/27/2014 10:57 PM EST To: Paul Morris Cc: Vahe Stepanian; Vinit Sahni ; Nay Gupta Subject: Re: follow-up call [C] Classification: Confidential Is this call confirmed? Tazia Smith Director Key Client Partne

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From: Tazia Smith ( ] Sent: 4/28/2014 2:45:00 PM To: hAattheivi0Connor CC: Paul Morris I I; Vahe Stepanian Subject: Copper IC) Attachments: pic31684.gif; pic01080.O; pic01172.O Classification: Confidential Hey Matt - Did you already ping 7E with your latest thoughts on copper/vol? Saw it popped per his last valuation report. Thanks much (Embedded image moved to file; pic31684.gif) (Embedded image moved to file: pic01080.gif) Tazia Smith Director I Key client Partners - US DB

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