EFTA Document EFTA01480060

Derivative and Foreign Exchange (FX) Commodity Transactions Regulated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") A. Agreement for AU Transactions (cont.) 4. Special Entity Status (non-individual accounts only) The client represents, warrants and certifies to 1.P. Morgan on a continuing basis (which, for avoidance of doubt, Includes each time that ).P. Morgan executes or dears an Exempt Transaction or a Derivative transaction) that it Is not cons