EFTA Document EFTA01480736

Approximate yearly income/Salary/bonus/distribution and other compensation history (accumulated earned income) 1.7MM 'Transaction Profile/Expected Account Activity What is the purpose/intended use of this account? IRA Account What is the expected source of account funding ? Wire Approximate $ amount to fund the account $60,000 Please select each "Product Type" that applies. Within each product type, please check ALL transaction types that apply and provide a description of expected account activity. (document expected sources of inflows and destinations of transfers,countries, and types of payors/payees.Include where is the money coming from - example . A specific bank or firm and purpose of specific transactions, if known) Product Type - Select all that apply Transaction Types - Select all that apply and expected activity level ( L = 1-5, M = 6.12, H =>12 transactions per month) Anticipated $ Amount Totals per month - Please provide at least an estimate Deposit/Current Accounts (Checking, Savings, Money Market) a Yes r No Cash ( withdrawals/deposits) - r Low r Medium r High Check deposits / Check paid - r Low r Medium r High Wire Incoming & Outgoing - 6. Low r Medium r High Below $1MM Internal Transfers - r Low r Medium r High Other - r Low r medium r High Please describe in detail expected account activity for this product : Administrative Flows. Investment Products (Custody,Brokerage,Agency,Margin) F Yes r No Cash ( withdrawals/deposits)- r Low r Medium r High Check deposits / Check paid - r Low r Medium r High Wire Incoming & Outgoing - 4 Low r Medium r High Below $1MM Internal Transfers - r Low r medium r High Purchase & Sells - r Low C Medium r High Other - r Low r Medium r High Please describe in detail expected account activity for this product : Buy and hold investments for his IRA account. Fiduciary (Investment Mgmt. / Trust) r Yes r• No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes 6 No Required Security Services Checks Security Search Type: Full Note for Security Services: Please list any specific search requests/instructions to Security Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002952 SDNY_GM_00272150 EFTA01480736