EFTA Document EFTA01480770

Introduction & Wealth Intnaduction j• Existin. JPIdo an Client - Inside LOB 500.000.000.00 Source Of Wealth I Financial Information Details Source 01 Wealth -identify the Clients Source of Wealth from renewal. list of onions Other :ars:du:ton Non Individual Entity Type Trust Select Trust Type N/A Is this an existing JPM trust or external trust? Existing is JPM Sole Trustee? No Comments k dyke is a trustee (SSN: DOB: US Citizen) l DOB: 01-20 iti lpste53 US Citizen) in is the ref this Trust (SNN: -19 Are there any authorized signers or any other individuals with authority over the entity? Yes What independent background check, in addition to the Global Corporate Security ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network JPMC Network Date 22 Apr 2010 JPMC Network Comments Jeffrey Epstein is an existing client. Darren Indyke is the attorney for Jeffre E ern and an exisi: : client_ (Politically Exposed Person Are any of the beneficial owners/authorized signers or other individuals with authority over this entity a current or former Senior United States or Non-USA Political Official also known as a Politically Exposed Person (PEP) or related to one? No Source of Wealth/Financial Information Client Category (for SOW) Trost) stalt Source of Wealth- identify the clients source of wealth from the following list of options Other Provide detailed and specific information. The source of wealth derives from distributions, funding from other sources - personal Swestrnents. Jeffrey Epstein (SSN: pm OOB: 01/2011953 US Citizen) is an existing client of . e is an active brokerage client across Firm's asset classes currently covered by the 010 desk. Jeffrey Epstein has been an investment advisor for numerous high net worth clients and also a personal investor. Jeffrey is very accessible and well known to the team. We have advised hin on investments as well as estate planning opportunities. Jeffrey has continues to be wee connected across business channels. Epstein is well known to several JPl.1 PB employees and senior management rid ding Jes Staley. Also. Mr Epstein was convicted of a felony charge in 2008 Jos Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client Mr. Epstein completed his sentence and probation in 2010. The relationship has been reviewed with senior management and compianceffegal on a few occasions over the post year as news stories of Jeffrey's past are picked up. No new claims or stories have surfaced recently. Which country pes) 'stare) the Client's primary Source of Wealth or income derived? UNITED STATES Total Net Worth $ 10000030.00 What was the total net worth based on? Financial Statements Business Case Please specify why you are comfortable with this client given the identified risk factor(s). Your answer is your "business case" and should detail all mite, abn • factors. Provide client histoiy/detail, including when the relationship was established, how it came to be in PEUPWM. client's association with other JPM LOBS, etc. Client has boon asked to exit the film by senior mgmt (John Duffyk This is now in progress for all of his accounts. Client has been asked to exit the firm in progress. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002991 SDNY_GM_00272189 EFTA01480770