EFTA Document EFTA01480783

Ticket* Client Name ECI LOB 105258633 Account* LEPERS. INC. PB Account Tale Account Type Initiated Date 07/1312013 07722 AM Initiator JUSTIN D NELSON Initiating Team PS FRONT OFFICE Verify & Confirm for JEEPERS, Final Risk Rating INC. Koh Initial Risk Rating Kg', GCS Report Requested Fun Presence of Potential High Risk Indicators No Reason for Adjustment Derogatory information - Jeffrey Epstein personaly is nagged as High Risk due to felony conviction. Comments Summary of Risk Attributes Please summarize any material changes which have occurred with the client within the past 12 months: No changes on activity at this time Risk Updated History Creation Date Updated Risk Previous Risk Entered by Comment GCS Grid Search Type Security Service Details Further Review Required Company Information No records found. No Corporate Records No records found. No Other Database Searches (RDCAUS/Factiva) Information confirmed: details included in the attachment. Yes Internal Database Search (CSSS/FPS) • internal database search revealed prior GSSI research for Jeffrey Edward Epstein and the following derogatory information was reported- Several newspaper articles were found that detail the indictment of Jeffrey Epsten in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agenaes investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage gets Jeffrey Epstein it: required to register as a sox offender. Jeffrey Epstein has settled a dozen crvi lawsuits out of court from NS victims regarding solicitation for an undisclosed amount. Yes State Court Searches No records found. No Federal Court Searches No records found. No Personal Particulars No records found. No Publications Nothing derogatory found. No Regulatory Sanctions No records found. No OFAC.Control List Search A search of OFAC did not reveal any matches. No Negative or Inconsistent Information Yes GCS Red Dot Has this been Identified as Red Dot KYC? N !ative Information Found No Yes Banker Attestation Details You are about to approve a high risk client Have you included sufficient information to satisfy High Risk Enhanced Due Diligence regulatory requirements (Section 312 of the USA Patriot Act ? As the client sponsor, I understand that 1 am primarily responsible for protecting the firm's reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a I- • atire • ulat• stand • • int. Yes Yes Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003005 SDNY_GM_00272203 EFTA01480783