EFTA Document EFTA01480789

'Wrote 10265753S Account* Initiated Date 12/0802011 11153 AM Client Name ECI LOB JEEPERS, INC. Account Title 0251857215 Account Type PB Initiator Initiating Team P8 FRONT OFFICE Verify & Confirm for JEERERS, INC. Final Risk Rating Moderate Initial Risk Rating High GCS Report Requested Full Presence of Potential High Risk Indicators No Reason for Adjustment Derogatory information - Jeffrey Epstein personaly is lagged as High Risk due to felony conviction. Comments Summary of Risk Attributes Risk Updated History Creation Date Entered by Updated Risk Comment Previous Risk Grid GCS Grid Search Type Security Service Details Further Review Required Company Information No records were found. No Corporate Records No additional research necessary. No Other Database Searches (RDC/MIS/Factiva) No records were found. No Internal Database Search (CSSSff PS) Internal database search revealed prior GSM research for Jeffrey E Epstein and the following derogatory information was reported. Several newspaper articleswere found that detail the indictment of Jeffrey Epstein n Florida on felony charges of soliciting underage prostitute& in jail. Jeffrey Epstein served 13 months Numerous articles doted various law enforcement agencies investigating Jeffrey Epston for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen dvi lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Yes State Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No °PAC/Control List Search No records were found. No Negative Cl Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC? Net alive Information Found No Yes Banker Attestation Details As the client sponsor, I understand that I am primarily responsible for protecting the firm's reputation hem inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, l am sponsoring this client as to their character and reputation and from a I C atre !trial( stand 'oint. Please state your rationale for conducting business with this client Please respond to any issue(s) identified in the GS&I grid that either needs further review, or red dot which is not ahead covered in a Business Case within this KYC Comments Yes Long standing dent reviewed regualrly by compliance and inen:!ement. Research continue to reveal inforamtion on Jeffrey Epstein and felony conviction. No additional news to report. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003011 SDNY_GM_00272209 EFTA01480789