EFTA Document EFTA01480796

As the client sponsor, I understand that I am primarily responsible for protecting the firm's reputation from Yes inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a legalltegulatory standpoint. Please state your rationale for conducting business with this client We are currently exiting the Epstem relationship. Please respond to any issue(s) identified In th