EFTA Document EFTA01480796

As the client sponsor, I understand that I am primarily responsible for protecting the firm's reputation from Yes inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a legalltegulatory standpoint. Please state your rationale for conducting business with this client We are currently exiting the Epstem relationship. Please respond to any issue(s) identified In the GUI grid that either needs further review, or red dot which is not steady covered in a Business Case within this KYC Issues are well documented and we are exiting the reLutaship Comments Primary Information Client Type Non individual Front Office Restricted? Normal Client Status Client Active indicator Yes Confidential Names? No Legal Business Name MORT INC. Insider Code (Reg. 0) Country of Primary Domicile UNITED STATES Primary Domicile State Virgin Islands T1 Primary Country of Assets VIRGIN ISLANDS. V.S. Website Country of Organization UNITED STATES Organization State Virgin Islands Industry Code (NAIC) Personal Investment Companies 1525997] Secondary Industry Code (NAIC) NAIC NOT PROVIDED [ ] Client Legal Entity Type Corporation Client Category Profit Date of Incorporatlon/Sltus (Date of Trust) 04/12/2011 Documentary Evidence Corporation - Certified Articles of Incorporation What is the nature/purpose of this entity? The nature/purpose of this entity is Investments. vi is the entity a personal Holding Company (PHC) or Personal Investment Company (PIC) located in an offshore jurisdiction? Yes PHC/PIC Questions Are shares registered or in bearer form List the total number of shares that have been Issued H h Risk Jurisdiction Registered 1000.0 Yes What Is the authorized capitaplhis Information Is usually found in the Board Resolution andlor minutes 1000.0 Address(es) TYPs Notes Address City, State, Postal Country Tools Entered by Date of Update Preferred Code TI Legal 6100 RED HOOK OTRS ST THOMAS. VIRGIN ISLANDS. Map It BATCH 0711/2012 Yes STE 83 008021348 U.S. Phone(s)/Fax(s) Type Notes Phone Number Tools Entered by Date of U Preferred Other 6468624811 Verify To Not Car List SYSTEM 05/22/2012 Yes Other 9174147584 Verity To Not Call' List SYSTEM 05/22/2012 No Email(s) Work Notes Primary authorized contact person • Richard Khan Email Entered b DEBRA MOTE Date of U ate 05,222012 Preferred Yes Cost Center & Hierarchy Client Status Client JUSTIN 0 NELSON Non Indiv.dual Exishn• Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003018 SDNY_GM_00272216 EFTA01480796