EFTA Document EFTA01481978

Confidential Due Diligence Report Due Diligence Report NEPTUNE LLC JP Morgan Chase Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 1 EFTA01481978 Confidential Due Diligence Report Executive Summary On 05/30/2013, GS&I was requested by JUSTIN D NELSON to conduct a background investigation. NEPTUNE LLC was researched through available Delaware, Florida and US Virgin Islands databases. HARRY BELLER was researched through available New York databases. Jeffrey E. Epstein was researched through available US Virgin Islands, New York and Florida databases. JANUSZ BANASIAK was researched through available Florida databases. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADD/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: NEPTUNE LLC • Company records search revealed records found. • Corporate records search revealed records found. • Other databases (RDC/MIS/Worldcheck/Google) revealed no records found. • Internal database search revealed prior GS&I research for NEPTUNE LLC and nothing derogatory to report. • Federal court searches revealed no records found. Not available for electronic database research in the US Virgin Islands. • Publications revealed no records found. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 2 EFTA01481979 Confidential Due Diligence Report HARRY BELLER • Company records search revealed no records found. • Corporate records search revealed no records found. • Other databases (RDC/MIS/ Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed no records found. • Internal database search revealed prior GS&I research for HARRY BELLER and nothing derogatory to report. • Federal court searches revealed no records found. • Personal Particulars: Social security number: was issued in New York in 1972 - 1974. Date of birth: Current Address: • Publications revealed no records found. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Jeffrey E. Epstein • Company records search revealed no records found. • Corporate records search revealed no records found. • Other databases (RDC/MIS/ Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed the following records: RDC Alert: Jeffery E. Epstein is a convicted Sex Offender and was convicted of postal fraud. • Internal database search revealed prior GS&I research for Jeffrey E Epstein and the following derogatory information was reported: Several newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. • Federal court searches revealed records found. Not available for electronic database research in the US Virgin Islands. • Personal Particulars: Social security number: was issued in New York in 1967 - 1969. Date of birth: Current Address: 6100 Red Hook Qtrs, Ste B-3, St Thomas, VI 00802 • Publications revealed records found. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01481980 express consent of Global Security & Investigations. 104749084A 3 EFTA01481981 Confidential Due Diligence Report JANUSZ BANASIAK • Company records search revealed no records found. • Corporate records search revealed no records found. • Other databases (RDC/MIS/ Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed no records found. • Internal database search revealed prior GS&I research for JANUSZ BANASIAK and nothing derogatory to report. • Federal court searches revealed no records found. • Personal Particulars: Social security number: was issued in New York in 1981 - 1982. Date of birth: Current Address: • Publications revea es no recor•s oun' • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 4 EFTA01481982 Confidential Due Diligence Report TABLE OF CONTENTS COMPANY INFORMATION 6 CORPORATE RECORDS 8 FEDERAL COURT SEARCHES 11 PERSONAL PARTICULARS 46 PUBLICATIONS 63 OFAC/CONTROL LIST SEARCH 67 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 5 EFTA01481983 Confidential Due Diligence Report COMPANY INFORMATION Subject Summary Name NEPTUNE LLC Address 1209 N ORANGE ST CORPORATION TRUST CTR WILMINGTON, DE 19801 Name Variations/DBAs - 1 records found # Name Variations 1. NEPTUNE LLC Addresses - 1 records found # Address 1. 1209 N ORANGE ST CORPORATION TRUST CTR WILMINGTON, DE 19801 Dates 12/21/2011 County NEW CASTLE MSA Phone None Listed County/FIPS Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 6 EFTA01481984 Confidential Due Diligence Report Subject Summary Name NEPTUNE LLC Address 6601 BLACKFIN WAY APOLLO BEACH, FL 33572 Addresses - 2 records found # Address 1. 6601 BLACKFIN WAY APOLLO BEACH, FL 33572 2. 1112 NEPTUNE DR RUSKIN, FL 33570 Executives - 8 records found # Name 1. BYER, KIM 2. CALLISON, D 3. CALLISON, WESLEY D 4. DYER, KIMBERLY 5. HALVA, LOREN 6. MOORE, AIXA 7. PEAREY, ELWIN 8. WALTON, HOWARD Dates County HILLSBOROUGH HILLSBOROUGH MSA Tampa-St. PetersburgClearwater, FL - 8280 Tampa-St. PetersburgClearwater, FL - 8280 Titles MANAGER MANAGER MEMBER MANAGER, MANAGER MANAGER MEMBER MANAGER MEMBER MANAGER, MANAGER MEMBER MANAGER, MANAGER OWNER County/FIPS Confidential - This report is not to be disseminated or photocopied to any EFTA01481985 third party without the express consent of Global Security & Investigations. 104749084A 7 EFTA01481986 Confidential Due Diligence Report CORPORATE RECORDS File Number: Entity Name: Entity Kind: Residency: 5084567 NEPTUNE, LLC LIMITED LIABILITY COMPANY (LLC) DOMESTIC REGISTERED AGENT INFORMATION Name: Address: City: State: Phone: Entity Type: GENERAL State: DE Incorporation Date / Formation Date: 12/21/2011 (mm/dd/yyyy) THE CORPORATION TRUST COMPANY CORPORATION TRUST CENTER 1209 ORANGE ST WILMINGTON DE County: NEW CASTLE Postal Code: 19801 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 8 EFTA01481987 Confidential Due Diligence Report Florida Secretary of State Corporate Filing Business Information Filing Number: L03000050201 Name: NEPTUNE, LLC Name Type: LEGAL STANDARD MAILING Address: 1112 NEPTUNE DR RUSKIN, FL 33570-2768 ORIGINAL MAILING Address: 1112 NEPTUNE DRIVE RUSKIN FL 33570 27 PRINCIPAL Address: 1112 NEPTUNE DR RUSKIN, FL 33570-2768 FEIN: 421610539 Business Type: FLORIDA LIMITED LIABILITY Status: ACTIVE Place Incorporated: FLORIDA Date Incorporated: 12/01/2003 Foreign/Domestic: DOMESTIC Registered Agent Name: PLIS, ALAINE M Title: REGISTERED AGENT Registered Agent Address 1112 NEPTUNE DR RUSKIN, FL 33570-2768 Officers Name: OSCEOLA, INC. Title:MEMBER MANAGER Contact Type:MEMBER/MANAGER/PARTNER Status:ACTIVE Standard Address: Type:CONTACT 608 S 19TH ST WEST DES MOINES, IA 50265-5505 Original Address: 608 SOUTH 19TH STREET WEST DES MOINES IA 50265 Name: CALLISON, WESLEY D Title:MEMBER MANAGER Contact Type:MEMBER/MANAGER/PARTNER Status:ACTIVE Standard Address: Type:CONTACT 445-26 SR 13 445-27 N JACKSONVILLE, FL 32259 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 9 EFTA01481988 EFTA01481989 Confidential Due Diligence Report Corporate Filing Original Address: 445-26 SR 13 NORTH 445-27 JACKSONVILLE FL 32259 Name: MOORE, AIXA Title:MEMBER MANAGER Contact Type:MEMBER/MANAGER/PARTNER Status:ACTIVE Standard Address: Type:CONTACT 6601 BLACKFIN WAY APOLLO BEACH, FL 33572-3029 Original Address: 6601 BLACKFIN WAY APOLLO BEACH FL 33572 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 10 EFTA01481990 Confidential Due Diligence Report FEDERAL COURT SEARCHES UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK (Foley Square - NYC) Citibank, NA v. Epstein, et al PLAINTIFF: Citibank, NA DEFENDANT: Financial Trust Company, Inc; Epstein, Jeffrey E DOCKET CASE NUMBER: 1:02cv5332 FILING DATE: 7/11/2002 JURISDICTION: Diversity JUDGE: Stein, Sidney H NATURE OF SUIT: 190 Other Contract FILING TYPE: Civil CAUSE: Personal Injury28 USC 1391 JURY DEMAND: None STATUS: Case Closed PLAINTIFF ATTORNEY(S): Fishman, Marshall H [COR LD NTC] Kramer, Levin, Naftalis & Frankel, LLP 919 Third Avenue N w Y rk NY USA 10022 DEFENDANT ATTORNEY(S): Lefcourt, Gerald B [COR LD NTC] Law Office Gerald B Lefcourt 148 East 78TH Street New York, NY, USA 10021 Email: THE COURT UPDATED THIS RECORD ON: 07/26/2005 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 11 EFTA01481991 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK (Foley Square - NYC) USA v. Epstein, et al PLAINTIFF: United States of America DEFENDANT: X Corporations 1 Throught 10; Tausik, Carmen (Terminated 8/6/1998); Soffer, Ron; Siegel, Jessie AKA Jesse Siegel; Siegel, Martin & Heilbrun; McDermott, Suzanne; Martin, Christopher H; John Does 1 Through 10; Heilbrun, Robert; Gerzog, Lawrence D; Fisher, Ivan; Fisher, Diane DBA the Fisher Group; Fisher & Soffer AKA Fisher & Sophir; Epstein, Jeffrey E; Ellyn Bank; Cohen, Debra Elisa COUNTER-CLAIMANT: Fisher, Ivan COUNTER-DEFENDANT: United States of America CROSS-CLAIMANT: Fisher, Ivan; Epstein, Jeffrey E CROSS-DEFENDANT: Fisher, Ivan; Epstein, Jeffrey E DOCKET CASE NUMBER: 1:96cv8307 FILING DATE: 11/4/1996 JURISDICTION: US Plaintiff JUDGE: Chin, Denny NATURE OF SUIT: 230 Rent Lease & Ejectment FILING TYPE: Civil CAUSE: USA Plaintiff28 USC 1345 JURY DEMAND: Defendant STATUS: Case Closed PLAINTIFF ATTORNEY(S): Gaston, M Chinta [COR LD NTC] Mary Jo White US Attorney for SDNY 100 Church Street 19TH Floor New York. NY. USA 10007 DEFENDANT ATTORNEY(S): Yaroshefsky, Ellen [COR LD NTC] Cardozo Law Clinic 55 Fifth Avenue New York, NY, USA 10003 Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01481992 express consent of Global Security & Investigations. 104749084A 12 EFTA01481993 Confidential Due Diligence Report Yaroshefsky, Ellen [COR LD NTC] Cardozo Law Clinic 55 Fifth Avenue Suite 1115 New York, NY, USA 10003 (212) 790-0386 Casey, Eileen J [COR LD NTC] Gage Buschmann & Pavlis 120 West 45TH Street New York. NY. USA 10036 Gage, G Robert, Jr [COR LD NTC] Gage Buschmann & Pavlis 120 West 45TH Street New York. NY. USA 10036 Heilbrun, Robert [COR LD NTC] Siegel & Heilbrun 575 Madison Avenue New York, NY, USA 10022 Cohen, Steven J [COR LD NTC] Wachtel & Masyr, LLP 110 East 59TH Street New York, NY, USA 10022 ADDITIONAL PARTY ATTORNEY(S): FOR THE COUNTER-CLAIMANT Gage, G Robert, Jr [COR LD NTC] FOR THE CROSS-CLAIMANT Gage, G Robert, Jr [COR LD NTC] FOR THE CROSS-DEFENDANT Gage, G Robert, Jr [COR LD NTC] Gage Buschmann & Pavlis 120 West 45TH Street New York, NY, USA 10036 FOR THE COUNTER-DEFENDANT Gaston, M Chinta [COR LD NTC] Mary Jo White US Attorney for SDNY 100 Church Street 19TH Floor New York, NY, USA 10007 FOR THE CROSS-CLAIMANT Cohen, Steven J [COR LD NTC] FOR THE CROSS-DEFENDANT Cohen, Steven J [COR LD NTC] Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A EFTA01481994 13 EFTA01481995 Confidential Due Diligence Report Wachtel & Masyr, LLP 110 East 59TH Street New York, NY, USA 10022 THE COURT UPDATED THIS RECORD ON: 08/12/1999 10:19:00 PM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 14 EFTA01481996 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) .7 v. Epstein et al PLAINTIFF: J, M DEFENDANT: Epstein, Jeffrey DOCKET CASE NUMBER: 9:10cv81111 FILING DATE: 9/17/2010 JURISDICTION: Diversity JUDGE: Dimitrouleas, William P REFERRED TO: Magistrate Judge Snow, Lurana S NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Diversity-Personal Injury28 USC 1332 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Edwards, Bradley James [COR LD NTC] Farmer Jaffe Weissing Edwards Fistos & Lehrman PL 425 N Andrews Avenue Suite 2 Fort Lauderdale, FL, USA 33301 Fax: Email: Cassell, Paul G [COR LD NTC] SJ Quinney College of Law University of Utah 332 South 1400 East Room 101 Salt Lake City, UT, USA 68333 <i>pro Hac Vice</ I> Email: DEFENDANT ATTORNEY(S): Sanchez, Lilly Ann [COR LD NTC] Fowler White Burnett 1395 Brickell Avenue 14TH Floor Miami, FL, USA 33131-3302 Fax: Email: Goodner, Helaine S [COR LD NTC] Fowler White Burnett 1395 Brickell Avenue 14TH Floor Miami, FL, USA 33131-3302 Fax: NM= Email: THE COURT UPDATED THIS RECORD ON: 12/14/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 15 EFTA01481997 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (Miami) Podhurst Orseck, PA v. Epstein PLAINTIFF: Orseck, Podhurst, PA DEFENDANT: Epstein, Jeffrey DOCKET CASE NUMBER: 1:10cv21586 FILING DATE: 5/17/2010 JURISDICTION: Diversity JUDGE: Gold, Alan S NATURE OF SUIT: 190 Other Contract FILING TYPE: Civil CAUSE: Federal Question28 USC 1331 JURY DEMAND: None STATUS: Case Closed PLAINTIFF ATTORNEY(S): Marks, Steven Craig [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami, FL, USA 33130-1780 Fax: Email: Prieto, Peter [COR LD NTC] Podhurst Orseck, PA 25 West Flagler Street Suite 800 Miami, FL, USA 33130 111111111111 Fax: Email: John Gravante, III [COR LD NTC] Podhurst Orseck, PA 25 West Flagler Street Suite 800 Miami FL USA 33130 Fax: Email: DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Fax: Email: MagillNMI Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Fax: Email: THE COURT UPDATED THIS RECORD ON: 06/11/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 16 EFTA01481998 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) CL v. Epstein PLAINTIFF: L, C DEFENDANT: Epstein, Jeffrey DOCKET CASE NUMBER: 9:10cv80447 FILING DATE: 3/31/2010 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 320 Assault, Libel & Slander FILING TYPE: Civil CAUSE: Fed. Question: Personal Injury28 USC 1331 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Kuvin, Spencer Todd [COR LD NTC] Leopold Kuvin 2925 Pga Boulevard Suite 200 Palm Beach Gardens, FL, USA 33410 Fax: Email: DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Min= Fax: IS Email: THE COURT UPDATED THIS RECORD ON: 06/24/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 17 EFTA01481999 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Jane Doe No 103 v. Epstein PLAINTIFF: Jane Doe No 103 DEFENDANT: Epstein, Jeffrey DOCKET CASE NUMBER: 9:10cv80309 FILING DATE: 2/23/2010 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Personal Injury28 USC 1391 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Ezell, Katherine Warthen [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami, FL, USA 33130-1780 Fax: Email: Josefsberg, Robert C [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami, FL, USA 33130-1780 Fax: Email: DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL USA 33401-2918 INIMINEM Fax: Email: THE COURT UPDATED THIS RECORD ON: 05/19/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 18 EFTA01482000 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) LM v. Espstein PLAINTIFF: LM DEFENDANT: Epstein, Jeffrey WITNESS: Jean Luc Bruhnel Material DOCKET CASE NUMBER: 9:09cv81092 FILING DATE: 7/24/2009 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Personal Injury28 USC 1391 JURY DEMAND: Plaintiff DEMAND: $ 1,000,000 STATUS: Case Closed PLAINTIFF ATTORNEY(S): Edwards, Bradley James [COR LD NTC] Farmer Jaffe Weissing Edwards Fistos & Lehrman PL 425 N Andrews Avenue Suite 2 Fort Lauderdale, FL, USA 33301 DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 THE COURT UPDATED THIS RECORD ON: 07/20/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 19 EFTA01482001 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe No 8 v. Epstein PLAINTIFF: Jane Doe No 8 DEFENDANT: Epstein, Jeffrey WITNESS: Jean Luc Bruhnel Material DOCKET CASE NUMBER: 9:09cv80802 FILING DATE: 5/28/2009 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Personal Injury28 USC 1391 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Horowitz, Adam D [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami. FL. USA 33160 AHOROWITZ[#064]SEXABUSEATTORNEY.COM Mermelstein, Stuart S [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 THE COURT UPDATED THIS RECORD ON: 06/25/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 20 EFTA01482002 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe No 102 v. Epstein PLAINTIFF: Jane Doe No 102 DEFENDANT: Epstein, Jeffrey AMICUS: United States of America DOCKET CASE NUMBER: 9:09cv80656 LEAD DOCKET CASE NUMBER: 9:08-cv-80119-K FILING DATE: 5/1/2009 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Personal Injury28 USC 1391 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Ezell, Katherine Warthen [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami, FL, USA 33130-1780 Josefsberg, Robert C [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami. FL. USA 33130-1780 DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach. FL. USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 ADDITIONAL PARTY ATTORNEY(S): FOR THE AMICUS Villafana, Ann Marie C [COR LD NTC] United States Attorney's Office 500 East Broward Blvd 7TH Floor THE COURT UPDATED THIS RECORD ON: 12/08/2009 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01482003 express consent of Global Security & Investigations. 104749084A 21 EFTA01482004 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe No 101 v. Epstein PLAINTIFF: Jane Doe No 101 DEFENDANT: Epstein, Jeffrey AMICUS: United States of America DOCKET CASE NUMBER: 9:09cv80591 LEAD DOCKET CASE NUMBER: 9:08-cv-80119-K FILING DATE: 4/17/2009 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Fed. Question: Personal Injury28 USC 1331 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Ezell, Katherine Warthen [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami. FL. USA 33130-1780 Josefsberg, Robert C [COR LD NTC] Podhurst Orseck Josefsberg Et Al City National Bank Building 25 W Flagler Street Suite 800 Miami. FL. USA 33130-1780 DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Lefkowitz, Jay P [COR LD NTC] Kirkland & Ellis 655 15TH Street NW Suite 1200 Washin•ton DC USA 20005 Shumsky, Michael D [COR LD NTC] Kirkland & Ellis Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01482005 express consent of Global Security & Investigations. 104749084A 22 EFTA01482006 Confidential Due Diligence Report 655 15TH Street NW Suite 1200 Washin'ton, DC, USA 20005 ADDITIONAL PARTY ATTORNEY(S): FOR THE AMICUS Villafana, Ann Marie C [COR LD NTC] United States Attorney's Office 500 East Broward Blvd 7TH Floor Ft Lauderdale, FL, USA 33394 THE COURT UPDATED THIS RECORD ON: 12/08/2009 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 23 EFTA01482007 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe II v. Epstein et al PLAINTIFF: Jane Doe II DEFENDANT: Epstein, Jeffrey AMICUS: United States of America WITNESS: Jean Luc Bruhnel Material DOCKET CASE NUMBER: 9:09cv80469 FILING DATE: 3/24/2009 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Federal Question28 USC 1331 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Edwards, Bradley James [COR LD NTC] Farmer Jaffe Weissing Edwards Fistos & Lehrman PL 425 N Andrews Avenue Suite 2 Fort Lauderdale, FL, USA 33301 Garcia, Isidro Manuel [COR LD NTC] Garcia Elkins & Boehringer 224 Datura Avenue Suite 900 West Palm Beach, FL, USA 33401 DEFENDANT ATTORNEY(S): Kalland, Denise [COR LD NTC] 250 S Australian Avenue Suite 1400 West Palm Beach, FL, USA 33401 ruce Bruce E Reinhart, PA 250 S Australian Avenue Suite 1400 West Palm Beach, FL, USA 33401 Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach. FL. USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. EFTA01482008 104749084A 24 EFTA01482009 Confidential Due Diligence Report West Palm Beach, FL, USA 33401-2918 561-842-2820 Fax: 561-253-0164 Email: RCRIT[#064]BCLCLAW.COM ADDITIONAL PARTY ATTORNEY(S): FOR THE AMICUS Villafana, Ann Marie C [COR LD NTC] United States Attorney's Office 500 South Australian Ave Suite 400 West Palm Beach. FL. USA 33401 THE COURT UPDATED THIS RECORD ON: 07/08/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 25 EFTA01482010 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Jane Doe No 7 v. Epstein PLAINTIFF: Jane Doe No 7 DEFENDANT: Epstein, Jeffrey AMICUS: United States of America WITNESS: Jean Luc Bruhnel Material DOCKET CASE NUMBER: 9:08cv80993 FILING DATE: 9/10/2008 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 710 Fair Labor Standards Act FILING TYPE: Civil CAUSE: Personal Injury28 USC 1391 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Herman, Jeffrey Marc [COR LD NTC] Herman & Mermelstein 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 Horowitz, Adam D [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 Mermelstein, Stuart S [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami. FL. USA 33160 DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach. FL. USA 33401-2918 ADDITIONAL PARTY ATTORNEY(S): Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01482011 express consent of Global Security & Investigations. 104749084A 26 EFTA01482012 Confidential Due Diligence Report FOR THE AMICUS Villafana, Ann Marie C [COR LD NTC] United States Attorney's Office 500 South Australian Ave Suite 400 West Palm Beach. FL. USA 33401 THE COURT UPDATED THIS RECORD ON: 06/25/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 27 EFTA01482013 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Jane Doe No 6 v. Epstein PLAINTIFF: Jane Doe No 6 DEFENDANT: Epstein, Jeffrey AMICUS: United States of America WITNESS: Jean Luc Bruhnel Material DOCKET CASE NUMBER: 9:08cv80994 FILING DATE: 9/10/2008 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 710 Fair Labor Standards Act FILING TYPE: Civil CAUSE: Federal Question28 USC 1331 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Herman, Jeffrey Marc [COR LD NTC] Herman & Mermelstein 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 Horowitz, Adam D [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami FL USA 33160 Mermelstein, Stuart S [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 DEFENDANT ATTORNEY(S): Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 ADDITIONAL PARTY ATTORNEY(S): Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01482014 express consent of Global Security & Investigations. 104749084A 28 EFTA01482015 Confidential Due Diligence Report FOR THE AMICUS Villafana, Ann Marie C [COR LD NTC] United States Attorney's Office 500 South Australian Ave Suite 400 West Palm Beach. FL. USA 33401 THE COURT UPDATED THIS RECORD ON: 06/25/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 29 EFTA01482016 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe V. Epstein PLAINTIFF: Jane Doe DEFENDANT: Jeffrey Epstein Amicus: United States of America Material Witness: Jean Luc Bruhnel DOCKET CASE NUMBER: 9:08cv80893 FILING DATE: 8/13/2008 JURISDICTION: Federal Question JUDGE: Kenneth A. Marra REFERRED TO: Magistrate Judge Linnea R. Johnson NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: no cause specified JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Bradley James Edwards [LEAD ATTORNEY;ATTORNEY TO] Farmer Jaffe Weissing Edwards Fistos & Lehrman PL 425 N Andrews Avenue Suite 2 Fort Lauderdale, FL, USA 33301 DEFENDANT ATTORNEY(S): Jack Alan Goldberger [LEAD ATTORNEY;ATTORNEY TO] Atterbury Goldberger & Weiss, P.A. 250 Australian Avenue South Suite 1400 West Palm Beach, FL, USA 33401-5012 Michael James Pike [ATTORNEY TO BE NOTICED] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr. [LEAD ATTORNEY;ATTORNEY TO] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Joseph Laurence Ackerman, Jr. [ATTORNEY TO BE NOTICED] Fowler White Burnett, P.A. 777 South Flagler Drive Suite 901- West Tower West Palm Beach, FL, USA 33401 Lilly Ann Sanchez [LEAD ATTORNEY;ATTORNEY TO] The LS Law Firm Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. EFTA01482017 104749084A 30 EFTA01482018 Confidential Due Diligence Report Four Seasons Tower 1441 Brickell Avenue 15th Floor Miami, FL, USA 33131 ADDITIONAL PARTY ATTORNEY(S): FOR THE Amicus Ann Marie C. Villafana [LEAD ATTORNEY;ATTORNEY TO] United States Attorney's Office 500 South Australian Ave Suite 400 West Palm Beach, FL, USA 33401 THE COURT UPDATED THIS RECORD ON: 01/11/2011 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 31 EFTA01482019 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) CMA v. Epstein et al PLAINTIFF: CMA DEFENDANT: Epstein, Jeffrey AMICUS: United States of America DOCKET CASE NUMBER: 9:08cv80811 LEAD DOCKET CASE NUMBER: 9:08-cv-80119-K FILING DATE: 7/21/2008 JURISDICTION: Diversity JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Diversity28 USC 1332 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Willits, Richard Horace [COR LD NTC] Richard H Willits PA 2290 10TH Avenue North Suite 404 Lake Worth, FL, USA 33461 Hill, Jack Patrick [COR LD NTC] Searcy Denney Scarola Barnhart & Shipley 2139 Palm Beach Lakes Boulevard PO Drawer 3626 DEFENDANT ATTORNEY(S): Goldberger, Jack Alan [COR LD NTC] Atterbury Goldberger & Weiss, PA 250 Australian Avenue South Suite 1400 West Palm Beach, FL, USA 33401-5012 Reinhart, Bruce [COR LD NTC] Bruce E Reinhart, PA 250 S Australian Avenue Suite 1400 West Palm Beach, FL, USA 33401 Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01482020 express consent of Global Security & Investigations. 104749084A 32 EFTA01482021 Confidential Due Diligence Report 303 Banyan Boulevard Suite 400 West Palm Beach, FL, USA 33401-2918 Lewis, Guy Alan [COR LD NTC] Lewis Tein 3059 Grand Avenue Suite 340 Coconut Grove. FL. USA 33133 Tein, Michael Ross [COR LD NTC] Lewis Tein 3059 Grand Avenue Suite 340 Coconut Grove. FL. USA 33133 ADDITIONAL PARTY ATTORNEY(S): FOR THE AMICUS Villafana, Ann Marie C [COR LD NTC] United States Attorney's Office 500 East Broward Blvd 7TH Floor Ft Lauderdale. FL. USA 33394 THE COURT UPDATED THIS RECORD ON: 01/25/2010 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 33 EFTA01482022 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe v. Epstein et al PLAINTIFF: Jane Doe DEFENDANT: Epstein, Jeffrey DOCKET CASE NUMBER: 9:08cv80804 FILING DATE: 7/18/2008 JURISDICTION: Federal Question JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 890 Other Statutory Actions FILING TYPE: Civil CAUSE: Federal Question28 USC 1331 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Leopold, Theodore Jon [COR LD NTC] Leopold kuvin, PA 2925 Pga Boulevard Suite 200 Palm Beach Gardens. FL. USA 33410 Kuvin, Spencer Todd [COR LD NTC] Ricci Leopold 2925 Pga Boulevard Suite 200 Palm Beach Gardens, FL, USA 33410 DEFENDANT ATTORNEY(S): Goldberger, Jack Alan [COR LD NTC] Atterbury Goldberger & Weiss, PA 250 Australian Avenue South Suite 1400 West Palm Beach, FL, USA 33401-5012 Pike, Michael James [COR LD NTC] Burman Critton Luttier & Coleman 515 N Flagler Drive Suite 400 West Palm Beach, FL, USA 33401-2918 Robert Deweese Critton, Jr [COR LD NTC] Burman Critton Luttier & Coleman 515 N Flagler Drive Suite 400 West Palm Beach. FL. USA 33401-2918 Lewis, Guy Alan [COR LD NTC] Lewis Tein 3059 Grand Avenue Suite 340 Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01482023 express consent of Global Security & Investigations. 104749084A 34 EFTA01482024 Confidential Due Diligence Report Coconut Grove, FL, USA 33133 Tein, Michael Ross [COR LD NTC] Lewis Tein 3059 Grand Avenue Suite 340 Coconut Grove. FL. USA 33133 McGrath, Jason A [COR LD NTC] McIntosh Sawran Peltz & Cartaya 1601 Forum Place Suite 1110 West Palm Beach. FL. USA 33401 McIntosh, Douglas Malcolm [COR LD NTC] McIntosh Sawran Peltz Cartaya & Petruccelli 1776 E Sunrise Boulevard PO Box 7990 Fort Lauderdale, FL, USA 33338-7990 THE COURT UPDATED THIS RECORD ON: 10/06/2008 12:00:00 AM Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 104749084A 35 EFTA01482025 Confidential Due Diligence Report UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA (West Palm Beach) Doe No 4 v. Epstein PLAINTIFF: Jane Doe No 4 DEFENDANT: Epstein, Jeffrey AMICUS: United States of America WITNESS: Jean Luc Bruhnel Material DOCKET CASE NUMBER: 9:08cv80380 FILING DATE: 4/14/2008 JURISDICTION: Diversity JUDGE: Marra, Kenneth A REFERRED TO: Magistrate Judge Johnson, Linnea R NATURE OF SUIT: 360 Personal Injury FILING TYPE: Civil CAUSE: Diversity28 USC 1332 JURY DEMAND: Plaintiff STATUS: Case Closed PLAINTIFF ATTORNEY(S): Herman, Jeffrey Marc [COR LD NTC] Herman & Mermelstein 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 Horowitz, Adam D [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami, FL, USA 33160 Mermelstein, Stuart S [COR LD NTC] Mermelstein & Horowitz PA 18205 Biscayne Boulevard Suite 2218 Miami. FL. USA 33160 Epstein, Jeffrey [COR LD NTC] 9 East 71ST Street New York, NY, USA 10021 Pro Se Goldberger, Jack Alan [COR LD NTC] Atterbury Goldberger & Weiss, PA 250 Australian Avenue South Suite 1400 West Palm Beach, FL, USA 33401-5012 Pike, Michael James [COR LD NTC] Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. EFTA01482026 104749084A 36 EFTA01482027