EFTA Document EFTA01492461

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period II/I/11 to 11/30/11 TRADE ACTIVITY Note. S indicates Short Term Realized Gain/Loss 0 indicates Ordinary Income Realized Gain ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 10/27 Sale AMERICAN CAPITAL AGENCY CORP 0 27.55745 (56,250.000) 27.507 1.547.264 29 (1,552,500.00) (5,235.71) V 1111 FIFO 1,550,106.56 BROKERAGE 2812.50 TAX 8/OR SEC 29.77 J.P. MORGAN SECURITIES LLC (ID: 02503X-104) 11/4 Sale BANK OF AMERICA CORP 81/8% PFD STK DEC 29 2049 (1,000,000.000) 92.50 925,000.00 (857,541.67) 66.830 87 S 1119 Low Cost DTD 04/30/20080 9260 JP MORGAN SECURITIES LLC 627.46 0 (BIDL) (ID: 060505-D74) 11/4 Sale GROUPON INC 0 29.22181 7,889.89 BROKERAGE (270.000) 28.851 7,789.73 (5,400.00) 2.389.73 S 11/9 FIFO 100.00 TAX 8/OR SEC .16 J.P. MORGAN SECURITIES LLC (ID: 399473-10-7) 11/4 Sale HEALTH CARE REIT INC Q 50.24851 67,835.49 (1,350.000) 50.173 67,734.18 (67,500.00) 234.18 S 11/9 FIFO BROKERAGE 100.00 TAX 8/OR SEC 1.31 J.P. MORGAN SECURITIES LLC (ID: 42217K-104) 1118 Sale ENERGY TRANSFER PARTNERS L P 0 43.955 (2,700.000) 43.904 118,541.22 (120,609.00) (2,067.78) S 11/14 FIFO 118,678.50 BROKERAGE 135.00 TAX 8/OR SEC 2.28 J.P. MORGAN SECURITIES LLC (ID: 29273R-10-9) 1118 Sale PIONEER NATURAL RESOURCES CO Q 88.80 119,880.00 (1,350.000) 88.724 119,777.69 (120,150.00) (372.31) S 11114 FIFO BROKERAGE 100.00 TAX 8/OR SEC 2.31 J.P. MORGAN SECURITIES LLC (ID: 723787-10-7) 11/9 Sale N TX TOLLWAY AUTH REVENUE SPL PROJS SYS HIGHWAY (1,000,000.000) 106.30 1,062 850 00 (1,067,810 68) (4.960.68) S 11/15 FIFO IMPS 5% D SEP 01 2030 DTD 11/10/2011 HEW BY DTC BOOK ENTRY ONLY PAR CALL 09/01/2021 Q 100 106.285 JP MORGAN SECURITIES LLC (BOX) (ID: 66285W-JL-1) 11/9 Sale IMPERVA INC 0 22.03 24,783.75 BROKERAGE 100.00 (1,125.000) 21.941 24,683.27 (20,250.00) 4,433.27 S 11/15 FIFO TAX 8/OR SEC .48 J.P. MORGAN SECURITIES LLC (ID: 45321L-10-0) JP Morgan Account W23560001 Page 19 of 24 Consolidated Statement Page 22 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00015258 SDNY_GM_00284456 EFTA01492461