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sd-10-EFTA01492500Dept. of JusticeOther

EFTA Document EFTA01492500

FINANCIAL TRUST COMPANY INC ACCT. For the Period II/I/11 to 11/30/11 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Co Per Unit Amount Amount Selection Method 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT.. .03% RATE ON 505.30 NET AVG COLLECTED BALANCE OF $19,831.226.27 AS OF 11/01/11 1113 Misc Disbursement LONG TOTAL RETURN SWAP 3007,792.80 USD (7.357.75) NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432 SWAP RESET PAYM

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Dept. of Justice
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sd-10-EFTA01492500
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FINANCIAL TRUST COMPANY INC ACCT. For the Period II/I/11 to 11/30/11 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Co Per Unit Amount Amount Selection Method 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT.. .03% RATE ON 505.30 NET AVG COLLECTED BALANCE OF $19,831.226.27 AS OF 11/01/11 1113 Misc Disbursement LONG TOTAL RETURN SWAP 3007,792.80 USD (7.357.75) NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432 SWAP RESET PAYM

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FINANCIAL TRUST COMPANY INC ACCT. For the Period II/I/11 to 11/30/11 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Co Per Unit Amount Amount Selection Method 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR OCT.. .03% RATE ON 505.30 NET AVG COLLECTED BALANCE OF $19,831.226.27 AS OF 11/01/11 1113 Misc Disbursement LONG TOTAL RETURN SWAP 3007,792.80 USD (7.357.75) NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432 SWAP RESET PAYMENT (ID: 11/9 Accrued Int Reed BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 1.006000.000 0.039 39,270.83 DTD 04/30/2008 (ID: 11/10 Accrued IM Paid AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 1600,003.000 0.009 (8,844.44) 06/28/2010 101.10 JP MORGAN ITI LLC 0.00 (BIDL) TRADE DATE 11/07/11 (ID: ) 11/10 Corporate Interest CIT GROUP INC 144A7% MAY 02 2016JUN 15 2011 5,000,000.000 0.018 87,500.00 (ID: 11/15 Accrued Int Recd N TX TOLLWAY AUTH REVENUE SPL PROJS SYS HIGHWAY 1,000,000.000 0.001 694.44 IMPS 5% D SEP 01 2030 DTD 11/10/2011 HEW BY OTC BOOK ENTRY ONLY PAR CALL 09/01/2021 100 (ID: 11(15 Div Donut BANK OF AMERICA CORP 81/8% PFD STK DEC 29 2049 2.000.000.000 0 041 81,250.00 DID 04/30/2008 (ID Total Inflows & Outflows 5193,018.38 JP Morgan Account Page 18 of 24 Consolidated Statement Page 21 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-000 15299 SDNY_GM_00284497 EFTA01492500

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Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett

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NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PC

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