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EFTA Document EFTA01493822EFTA Document EFTA01493824
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sd-10-EFTA01493823Dept. of JusticeOther

EFTA Document EFTA01493823

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 111113 to 1/31/13 Trade Date Type DesaDtIon Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 1)14 1/17 Purchase ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE a 24.84 993,800.00 BROKERAGE 1,800.03 J.P. MORGAN SECURITIES LLC (ID: 780097-713) 40,000.000 24.68 (996,200.00) 1/15 1/18 Purchase NEXTERA ENERGY CAPITAL PFD 5%Q 25.00 J.P. MORGAN SECURITIES LLC (ID: 85339K-88A 25,000.000 25

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Dept. of Justice
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sd-10-EFTA01493823
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FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 111113 to 1/31/13 Trade Date Type DesaDtIon Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 1)14 1/17 Purchase ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE a 24.84 993,800.00 BROKERAGE 1,800.03 J.P. MORGAN SECURITIES LLC (ID: 780097-713) 40,000.000 24.68 (996,200.00) 1/15 1/18 Purchase NEXTERA ENERGY CAPITAL PFD 5%Q 25.00 J.P. MORGAN SECURITIES LLC (ID: 85339K-88A 25,000.000 25

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FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 111113 to 1/31/13 Trade Date Type DesaDtIon Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 1)14 1/17 Purchase ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE a 24.84 993,800.00 BROKERAGE 1,800.03 J.P. MORGAN SECURITIES LLC (ID: 780097-713) 40,000.000 24.68 (996,200.00) 1/15 1/18 Purchase NEXTERA ENERGY CAPITAL PFD 5%Q 25.00 J.P. MORGAN SECURITIES LLC (ID: 85339K-88A 25,000.000 25.00 (625,000.00) 1/15 1/18 Purchase USA COMPRESSION PARTNERS LP @ 18.00 J.P. MORGAN SECURITIES LLC (ID: 90290N-10-9) 8,000.000 18.00 (108,000.00) 1/14 1)22 Purchase NUSTAR LOGISTICS LP PFD 7 5/8% 25.00 J.P. MORGAN SECURITIES LLC (ID: 870597-20-4) 10,800.000 25.00 (270,000.00) 1/18 1/22 Purchase ALNYLAM PHARMACEUTICALS INC 0 20.13 J.P. MORGAN SECURITIES LLC (ID: 02043040-7) 2,400.000 20.13 (48,312.00) 1/16 1/22 Purchase INTERMUNE INC C 9.90 J.P. MORGAN SECURITIES LLC (ID: 45884X-10-3) 6,600.000 9.90 (65,340.00) 1/17 1/23 Purchase AVEO PHARMACEUTICALS INC @ 7.50 J.P. MORGAN SECURITIES LLC (ID: 053588-10-9) 2,403.000 7.50 (18,000.00) 1/17 1/23 Purchase CVR REFINING LP Q 25.00 J.P. MORGAN SECURITIES LLC (ID: 12883P-10-7) 1,800.000 25.00 (45,000.00) 1/18 1/24 Purchase NORWEGIAN CRUISE LINE HOLDIN 019.00 J.P. MORGAN SECURITIES LLC (ID: G88721-10-4) 1,800.000 19.00 (30,400.00) 1/17 1/25 Purchase VORNADO REALTY TRUST PFD 5.4% 25.00 J.P. MORGAN SECURITIES LLC (ID: 929042-84-4) 27,000.000 25.00 (875,000.00) 1/22 1/29 Purchase GENERAL ELEC CAP CORP PFD 4.875%a 25.00 J.P. MORGAN SECURITIES LLC (ID: 389822-41-0) 32,500.000 25.00 (812,500.00) 1/24 1/29 Purchase ARIAD PHARMACEUTICALS INC C 19.80 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) 9,000.000 19.80 (178,400.00) J.P. Morgan Account W23560001 Page 27 of 38 Consolidated Statement Page 30 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-000 16736 SDNY_GM_00285934 EFTA01493823

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FINANCIAL TRUST COMPANY INC ACCT. For the Period VI /I I to 228/11 Trade Date Type Sett* Date Selection Method Description Per Unit Rested Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 2/22 Sale MOLYCORP INC CV 512% PFD A . 94.50 22,207.50 (235.000) 94.448 22,195.32 (23,500.00) (1.304.88) S 2/25 High Cost BROKERAGE 11.75 TAX 8/OR SEC .43 J.P. MORGAN SECURITIES LLC (ID: 608753-20-8) 2/24 Sell Option WTI CALL OPTION USD PUT OPTION STR

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FINANCIAL TRUST COMPANY INC ACCT. For the Period 9/1/12 to 9/30/12 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 9/11 Purchase 9/14 MORTGAGEIT TRUST 2005-2 CL 1M1 VAR RT 06/25/2035 DTD 04/27/2005 0 70.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 8,126,960.00 (ID: 61915R-AD-8) 2,080,191.716 70.00 (1,456,134.20) 9/11 9/14 Purchase AMERICAN INTERNATIONAL GROUP INC NEW @ 32.50 J.P. MORGAN SECURITIES LLC (ID: 02687

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FINANCIAL TRUST COMPANY INC ACCT. For the Period 1/1/13 to 1/31/13 Trade Date Type DetalptIon Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 1)14 1/17 Purchase ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE a 24.84 993,800.00 BROKERAGE 1,600.00 J.P. MORGAN SECURITIES LLC (ID: 780097-714) 40,000.000 24.68 (996,200.00) 1/15 1/18 Purchase NEXTERA ENERGY CAPITAL PFD 5%Q 25.00 J.P. MORGAN SECURITIES LLC (ID: 65339K-88- 25,000.000 25.00 (625,

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