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efta-01419321DOJ Data Set 10Financial Record

EFTA01419321

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DOJ Data Set 10
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efta-01419321
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Message in format validation- RFK E103171024T8XVIF 1:01848570 From: Gaurav Bhargava Date: Tue, 24 Oct 2017 To: Ankit-Kumar Sharma Stewart Oldfield William-M Finn Cynthia Ro Bradley Gillin PWMITUS ProductionSup ort < wmitus. roductionsu [email protected]> Cc: Kathryn .7 Stanfield [email protected] Approved. Kind regards, Gaurav Bhargava fcid:[email protected] Gaurav Bhargava Associate I PWM US Operations DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobil Email From: Ankit-Kumar Sharma Sent: Wednesday, October 25, 2017 12:59 AM field William-M Finn Cynthia Rodriguez PWMITUS ProductionSupport <[email protected]> Cc: [email protected] Bradley Gillin EFTA01419321 <[email protected]>• Kathr n J Stanfield Gaurav Bhargava Subject: FW: Message in format validation- RFK E103171024T8XVIF T:01848570 Hi Team, Below Payment T:01848570 has been cancelled . Please find the below email chain for your reference. We have done the reversal from Clients account. @PWMIT Please kill the T: 01848570 and assign it to killed transaction. Please confirm once done @Gaurav Please approve. {https://brandportal.intranet.db.com/img/modules/logo.gif} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking EFTA01419322 COO - Wealth Management Operations DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel: Mobile Email Please send all Banking related queries to our new Group E-mail ID - [email protected] From: swift fin [mailto:[email protected]] Sent: Tuesday, October 24, 2017 2:50 PM To: "PAC Champs" <HP Kathryn J Stanfield Check- a lcher GTO-PWM-Ban ing Exceptlon- banking.exception-ch [email protected]›; Vikas Hemant-Kumar Rathore Komal Shahani 'Naveen' r n J Stanfield Anil Tewani [email protected]' <[email protected]>; Shalini Goyal "PAC Champs" <"PAC.Champs" [email protected]> Subject: Message in format validation- RFK E103171024T8XVIF Hi Team, The below message failed due to format validation error in field We have cancelled the messages with no risk and responsibility on our part. EFTA01419323 Kindly take necessary action at your end. Format validation error: Invalid buffer [Format error at line 20: bad character [ ] From : BKTRUS33PWM DEUTSCHE BANK TRUST COMPANY AMERICA S (PRIVATE WEALTH MANAGEMENT) NEW YORK UNITED STATES To : BKTRUS33XXX DEUTSCHE BANK TRUST COMPANY AMERICA S NEW YORK,NY UNITED STATES Date : 24-OCT-2017 18:22 *** FORMAT ERROR *** Format error at line 20: bad character [ ] EFTA01419324 ******************** :20:13425129 :23B:CRED :32A:171024USD169,20 :50K:/0042959295 42959295 - LSJE, LLC c/o HBRK Associates, Inc 575 Lexington Avenue,4th Floor New York, NY 10022 :536:/99955009 :57D://FW/026009593 BANK OF AMERICA, N.A., NY NEW YORK NY :59:/3750676299 Warren Power and Machinery LP 100 Wesst 33rd Street NY NY 10001 :70:Full account name: Warren Power and Machinery LP DBA WarrenCatReference : 10Q1336990 256 6453 Sensor :71A:OUR EFTA01419325 Die Europaische Kommission hat unter http://ec.europa.eu/consumers/odr/ eine Europaische Online-Streitbeilegungsplattform (OS-Plattform) errichtet. Verbraucher kennen die OS-Plattform fur die auRergerichtliche Beilegung von Streitigkeiten aus Online-Vertragen mit in der EU niedergelassenen Unternehmen nutzen. Informationen (einschlieRlich Pflichtangaben) zu einzelnen, innerhalb der EU tatigen Gesellschaften und Zweigniederlassungen des Konzerns Deutsche Bank finden Sie unter https://www.deutsche-bank.de/Pflichtangaben. Diese E-Mail enthalt vertrauliche und/ oder rechtlich geschutzte Informationen. Wenn Sie nicht der richtige Adressat sind oder diese E-Mail irrtumlich erhalten haben, informieren Sie bitte sofort den Absender und vernichten Sie diese E- Mail. Das unerlaubte Kopieren sowie die unbefugte Weitergabe dieser E-Mail ist nicht gestattet. The European Commission has established a European online dispute resolution platform (OS platform) under http://ec.europa.eu/consumers/odr/. Consumers may use the OS platform to resolve disputes arising from online contracts with providers established in the EU. Please refer to https://www.db.com/disclosures for information (including mandatory corporate particulars) on selected Deutsche Bank branches and group companies registered or incorporated in the European Union. This e- mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and delete this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e-mail is strictly forbidden. This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. EFTA01419326 Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01419327

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Phone13425129
Phone2959295
Phone6009593
Phone990 256 6453
Phone9955009
SWIFT/BICBKTRUS33PWM
SWIFT/BICBKTRUS33XXX
SWIFT/BICDEUTSCHE
URLhttp://ec.europa.eu/consumers/odr
URLhttps://brandportal.intranet.db.com/img/modules/logo.gif
URLhttps://db.com/disclosures
URLhttps://www.db.com/disclosures
URLhttps://www.deutsche-bank.de/Pflichtangaben
Wire Refreference

Related Documents (6)

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo

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Subject: FW: Epstein/Southern Financial From: Vahe Stepanian ‹ > Date: Fri, 20 Jan 2017 15:30:33 -0500 To: Stewart Oldfield ‹ > Stew — did this ever happen? Probably worth revisiting. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Thursday, January 05, 2017 12:36 PM To: Charlie Burrows Cc: Bradley Gillin; Cynthia Rodriguez; Vahe Stepanian Subject: Epstein/Southern Financial Let's discuss what to show these guys to get them to move cash to the most efficient place for

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EFTA Document EFTA01363721

From: Bradley Gitlin Sent: 11/1/2017 9:53:34 AM To: sigver dbgps CC: Julian! Leff Subject: Ok to pay. Regards, Brad Sharma Stewart Oldfield ; Uplabdhi Singh ; Cynthia Rodriguez I Joy E Mitchell RE: EMS/011117889443: Check referrals: 42959324 - 332111 Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th FI New Tel. Fax Ema Securities offered through Deutsche Bank Securities Inc. From: sigver dbgps Sent: Wednesday, November 01, 2017 8:05 A

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Subject: New Acct Funding From: Cynthia Rodriguez < M> Date: Thu, 23 Feb 2017 17:17:19 -0500 To: Bella Klein Cc: Stewart Oldfield Bradley Gillin Hi Bella, In my absence tomorrow, please reach out to my colleague Bradley Gillin, hereby cc'd, if you run into any issues funding the new accounts. Have a wonderful evening! Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank

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