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efta-01433730DOJ Data Set 10Other

EFTA01433730

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DOJ Data Set 10
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efta-01433730
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8
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert wrote: > Classification: For internal use only Stewart — I've submitted all but Ali Rashid's. He's requested 2 tickets but I need the name of his guest...can you call him? Thanks. Andrea From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] EFTA01433730 Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Mob' Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield ‹ > Subject: Frieze New York registrations: Wednesday Preview [I] EFTA01433731 Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator / contact Guest name RSVP Day VIP code US - New York Wed. Preview 1 Tony Persico Marron Investments EFTA01433732 CIO Stewart Oldfield Sharon Kriston Accept Wednesday 23443d7783 US - New York Wed. Preview 1 Stewart Oldfield Deutsche Bank Stewart Oldfield N/A Accept Wednesday US - New York Wed. Preview 2 Ali Rashid EFTA01433733 pvt client Stewart Oldfield TBA Accept Wednesday adf9f2f7df US - New York Wed. Preview 2 Rudy Sahay 54 Madison CEO Stewart Oldfield Parisa Sahay Accept Wednesday b82a3670d9 US - New York Wed. Preview 2 Brad Wechsler Elysium CEO EFTA01433734 Stewart Oldfield Patricia Newburger Accept Wednesday 4b8c1c309f US - New York Wed. Preview 1 Paul Barrett Alpha Group Capital CEO Stewart Oldfield/Martin Zeman Randi Barrett Accept Wednesday 8fa47f28c4 At this time, please submit to Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift) The costs associated with this ticket type are: Wednesday Preview $188.00 pp Parent ID: 219401 EFTA01433735 We will begin distributing materials for you to send to your confirmed guests in the next couple of weeks. In the meantime, if you have any questions, please contact Sarah Rafferty. Confirmation: We have received your registration and are delighted you will be joining us for the preview of Frieze New York on Wednesday, May 2. To access our Deutsche Bank Wealth Management Lounge, where you will pick up your tickets, you will receive a card and/or email from us with a OR code within the next few weeks. In the meantime, please find some useful information below. Frieze also has a VIP program for our guests who are attending Preview Day or Preview and Private View Day. To view the VIP program benefits, R.S.V.P. to Frieze events and access exclusive offers in New York City and at the Fair, please log in to https://frieze.com/fairs/frieze-new-york, and use password (insert specific client code from above.) Please let me know if you have any questions. I look forward to seeing you next month. Best regards, fcid:[email protected] fcid:[email protected] EFTA01433736 EFTA01433737

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URLhttps://frieze.com/fairs/frieze-new-york

Related Documents (6)

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We look forward to the required dots & info. Thanking you in advance for all your help. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche ClE4 Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gor 400063, India Tel. Mobile From: Stewart Oldfield Sent: Thursday, October 25, 2018 11:32 PM To: Vijay-A Sawant Cc: Bradley Gitlin SL RFFIE•sponses on reje Mayur Rathod Richard la

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Subject: FW: Epstein/Southern Financial From: Vahe Stepanian ‹ > Date: Fri, 20 Jan 2017 15:30:33 -0500 To: Stewart Oldfield ‹ > Stew — did this ever happen? Probably worth revisiting. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Thursday, January 05, 2017 12:36 PM To: Charlie Burrows Cc: Bradley Gillin; Cynthia Rodriguez; Vahe Stepanian Subject: Epstein/Southern Financial Let's discuss what to show these guys to get them to move cash to the most efficient place for

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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo

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Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W

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