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efta-01499702DOJ Data Set 10Other

EFTA01499702

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DOJ Data Set 10
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efta-01499702
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
SOUTHERN FINANCIAL ITC ACCT. W92099006 For the Period 9/1/13 to 9/30/13 Price Ouantky Value Adjusted Cost Unrealized Gainr Loss Est. Annual Inc. Yield Original Cost Accrued Div. US Small Cap Equity APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO 28.26 263,157.000 7,436,816.82 4,999,983.00 2,436,833.82 878,944.38 11.82% US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG 8.37 50.000.000 418,500.00 352,529.00 65,971.00 SANGAMO BIOSCENCES INC 803677-10-6 SGMO 10.49 50,000.000 524,500.00 422,214.00 102,288.00 Total US Small/PAM Cap Equity Non-ES Equity BOMBARDIER INC CL 097751.20.0 BBD B 4.66 20,000.000 $043,000.00 93,199.72 0774,743.00 N/A se $168,257.00 N/A $0.00 2,040.00 0.00% 2 19% Emerging Market Equity JPM LATIN AMERICA FO - SEL FUND 3815 4812A3-47-8 JLTS X 18.25 49504.950 903.465 34 1.000.000.00 (96.534 66 841 58 i C9,,,, J.P.Morgan Account W92099006 Page 6 of 17 Consolidated Statement Page 44 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023497 SDNY_GM_00292695 EFTA01499702

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