EFTA01518237

INFLOWS & OUTFLOWS CHISLAINE MAXWELL-TAP DYS ACCT. For the Period 2/1/13 to 2/28/13 Type Quantity Per UM Amount Amount Settle Date Selection Method Description Cost 2/4 Div Domest RIDGEWORTH FDS SEIX FLRT HI 102/01/13 INCOME DIVIDEND 0.034 PER SHARE AS OF 02/01/13 (ID: 766287-67-8) 6.502 655 5,394 060 0.002 0 001 12.79 2/4 Dlv Domest T. ROWE PRICE INSTL INCOME FDS FLTG RATE FD F 01/31/13 INCOME DIVIDEND fa 0.037 PER SHARE AS OF 01131/13 (ID: 77958B-10-5) 6.84 Total Inflows & Outflows TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss 3934.66 Trade Date Type Description Quantity Per UM Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 2/6 Sale JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS (998.630) 10.22 10,206.00 (10,245.94) (39.94/ S 2/7 High Cost SHAREHOLDER SERVICING AGENT 0 10.22 (ID: 48121A-29-0) 2/19 Sale JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS (489.345) 10.23 5,008.00 (5,020.88) (14.88) S 2/20 High Cost SHAREHOLDER SERVICING AGENT 0 10.23 (ID: 48121A-29.0) 2/19 Sale GATEWAY FUND - Y (ID: 36782948-4) (569.300) 27.85 15,855.00 (15,701.30) 153.70 S 2120 High Cost 2/19 Sale HSBC FDS TOTAL RETURN I (ID: 40428X-15-6) (789.052) 10.23 8,072.00 (8,119.35) S 220 High Cost Total Settled Sales/Maturities/Redemptions 639,139.00 ($39.087.27) $61.73 J.P.Morgan Account Page 14 of 15 Consolidated Statement Page 67 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045455 SDNY_GM_00314653 EFTA01518237