EFTA01522997

GHISLAINE MAXWELL-HY ACCT. For the Period 12/1/12 to 12/31/12 Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Sett* Date Selection Method Description Settled Sales/Maturities/Redemptions 12/20 Sale MGM RESORTS INTERNATIONAL TENDERED BONDS - 12/20 Pro Rata EXPIRATION 1/42013 9% MAR 15 2020 DTD 03/15/2011 HOLDERS RECEIVE $1118.78 IN TENDER PROCEEDS, PLUS $30.00 EARLY TENDER PAYMENT. PLUS $23.75 IN ACCRUED INTEREST PER $1,000 PA. OF BONDS HELD OF CUSIP 553030AD2. (ID: 55399A-JN-1) (15,000.000) 111.878 18,751.40 (18.812.50) 138.90 L 12/27 Redemption HANESBRANDS INC 8% DEC 15 2018 DID 12/10/2009 12/27 Pro Rata PARTIAL ISSUE CALLED 0 100.00 (1D:410345-AF-9) (5,000.000) 111.048 5.55239 (5,412.50) 139.89 I. 12/31 Redemption HOST HOTELS 8 RESORTS LP 8 3/4% JUN 01 2016 DTD 12/31 Pro Rata 04/04/2008 PARTIAL ISSUE CALLED 0 102.250 (ID: 44108E-BA-5) (1,000.000) 102.25 1,02250 (1,037.50) (15.00) L Total Settled Sales/Maturities/Redemptions $28,113.79 (328,250.00) • (3138.21) L Trade Date Quantity Per Unk Amount Market Cost Settle Date Type Description Settled Securities Purchased 11/9 Purchase ARCELORMITTAL 8 1/4% FEB 25 2022 OTD 02/28/2012 12/10 6 99.50 MORGAN STANLEY 8 CO. INCORPORATED (ID: 03938L-AX-2) 2,000.000 99.50 (1,990.00) 12/10 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 12/13 07/09/2012 @ 114.75 MLPFS INC/FIXED INCOME (ID: 00164V-AB-9) 7,000.000 114.75 (8,032.50) 12/11 Purchase AMC NETWORKS INC 7.75% JUL 15 2021 DID 12/14 07/09/2012 @ 115.25 MLPFS INC/FIXED INCOME (ID: 00164V-AB-9) 3,000800 115.25 (3,457.50) Total Settled Securities Purchased (913,480.00) J.P.Morgan Page 25 of 26 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050594 SDNY_GM_00319792 EFTA01522997