Case Fileefta-efta00169432DOJ Data Set 9Deutsche Bank (EFTA00169432)
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Deutsche Bank (EFTA00169432)
Deutsche Bank Private :^'c,ilth Moriagonlen Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2111)1 In connection with any recommended2 transaction or investment strategy by Deutsche Bank Securities Inc. (DBSII or its Client Advisors, the undersigned acknowledges on behalf of the Institution named below that: It is an Institutional Account as defined in FINRA Rule 4512(c)3; namely, El a) A bank, savings and loan association, insurance company, or registered investment company K b) An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions) c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of at least S50 million as of the date of this Certification (whether such assets are i
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