SOUTHERN FINANCIAL LLC

SOUTHERN FINANCIAL LLC fil KS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) W9349iiii 273 EFTA_00020143 EFTA00169840 •eutsc e :an Private Wealth Monogr:mem Institutional Suitability Certificate Affirmative Indisation Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2111)' In connection with any recommondedz transaction or investment strategy by Deutsche Bank Securities Inc. (OBSI) or Its Client Advisors, the undersigned acknowledges on behalf of the Institution named below that: I. It is en Institutional Account as defined in FINRA Rule 4512(c)3; namely. a O a) A bank, savings and loan association, Insurance company, or registered investment company b) An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions) 0 c) Any other entity (whether a natural person, corporation, partnershi