Wealth

SUBS Wealth Management Summary of Positions Requiring Follow Up Before Transferring to UBS FS from JPM Account Title: Ghislaine Maxwell Account Type: Individual Account # Positions that UBS Cannot Accept Security ISIN SEDOL Quantity 12/31/13 Value Rio Tinto PLC GB0007188757 718875 3.00 $ 169.41 ETFS Mental Securities Ltd JE00B1VS3770 B1VS377 301.00 35,213.99 JPM Managed Reserves FD - GBP - C - DIST LU0539309053 7.74 81,559.76 ISHARES GBP Corporate Bond UCITS ETF IE00B00FV011 B00FV01 105.00 21,604.00 Bluebay High Yield Bd Fd GBP HDG-DB LU0222772518 187.90 40,249.17 ISHARES GBP Index-Linked GILTS I E0081 FZSD53 B1G52V0 5,790.00 122,928.71 JPM Inc Opp FD - GBP - A - DIST(HDG) LU0323456201 450.27 67,699.99 PIMCO Funds Global Investors Series IE00B3BMD843 B3BMD84 4,361.51 94,855.12 $ Total: 464,280.15 Positions that UBS Cannot Accept but Proceeds Can be Reinvested if Positions are "Not Rolled" Security Quantity 12/31/13 Value JP Morgan Cha