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EFTA Document EFTA01368535
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efta-efta01368535DOJ Data Set 10Correspondence

EFTA Document EFTA01368535

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DOJ Data Set 10
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efta-efta01368535
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EFTA Disclosure
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From: Tazia Smith Sent: 10/28/2014 11:36:45 AM To: jeffrey E. [email protected] CC: Daniel Sabba Paul Morris ; Vahe Stepanian Subject: Re: ICI Attachments: pic15844.gif; pic05664.gif; pic06066.gif; pic29851.gif; pic30640.gif classification: confidential ; Richard Kahn Stewart Oldfield Jeffrey - Thus far you have purchased 34,900 shares of citi 5.8% pfd at S23.9945; the pfd is presently 424, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic15844.gif) From: Tazia Smith/db/dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel S Paul Morris, Richard Kahn < .com>, Vahe Stepania Date: 10/28/2014 11:06 AM Subject: Re: [C] classification: confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic05664.gif) Tazia Smith Director I Key client Partners - US DB Securities Inc Deutsche Asset & wealth management 345 P rk A 54-0004 New York, NY, USA Tel. Fax +1(646 - mobile Email (Embedded image moved to file: pic06066.gif) From: Tazia Smit To: "jeffrey E." <[email protected], CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060324 CONFIDENTIAL SDNY_GM_00206508 EFTA01368535

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