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efta-efta01424735DOJ Data Set 10CorrespondenceEFTA Document EFTA01424735
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DOJ Data Set 10
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efta-efta01424735
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Subject: Re: Vijay, can you talk Friday mornin ?
From: Stewart Oldfield
Date: Thu, 30 Aug 2018 08:04:57 -0400
To: Vijay-A Sawant
Cc: Richard Iarossi <
Mayur Rathod
We are also trying to open a new brokerage account for Butterfly Trust. So
need to get that KYC review cleared ASAP as well. Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobil
Email
Securities offered through Deutsche Bank Securities Inc.
On Aug 30, 2018, at 7:54 AM, Vijay-A Sawant a
wrote:
> Hi Stew,
Understood, I have forwarded the CDD form to my colleague Mayur who is
working on this case. We will send out update email confirming submission or
if anything other issues, thanks.
Kind Regards,
<image001.gif>
Vijay Sawant
KYC Case Representative
EFTA01424735
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobi
From: Stewart Oldfield
Sent: Thursday, August 30, 2018 5:16 PM
To: Vijay-A Sawant <[email protected]>
Cc: Richard Iarossi <[email protected]>
Subject: Re: Vijay, can you talk Friday morning?
Thanks fine. In the meantime, please try to clear the gratitude America
account so we can open the new one.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel
Mobil
Email
EFTA01424736
Securities offered through Deutsche Bank Securities Inc.
On Aug 30, 2018, at 7:40 AM, Vijay-A Sawant
> wrote:
Hi Stewart,
Welcome back!! I am actually having a call with Terri today to discuss her
accounts today. I am anticipating our entire evening will go in this call
today.
I would prefer we have a chat tomorrow, Friday the 31st Aug. Is that ok? I
will be in till late on Friday.
Kind Regards,
<image002.gif>
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel
Mob
From: Stewart Oldfield
EFTA01424737
Sent: Wednesday, August 29, 2018 10:26 PM
To: Vijay-A Sawant
Cc: Richard Iarossin
Subject: RE: Vijay, can you talk Friday morning?
Or tmw morning before 9:30am?
Thanks
From: Stewart Oldfield
Sent: Wednesday, August 29, 2018 11:46 AM
To: Vijay-A Sawant
Cc: Richard Iarossi
Subject: Vijay, can you talk Friday morning?
I'm just back from holiday and want to make sure I have the latest list of
things to do for the outstanding KYCs. Would like to clear as many as
possible next week if we can. Hope all is well.
Thanks
<image003.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche
Deutsche
345 Park
Tel.
Mobi
Email ■
Bank Trust Company Americas
Bank Wealth Management
Avenue, New York, NY 10154
EFTA01424738
Securities offered through Deutsche Bank Securities Inc.
EFTA01424739
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[email protected]Related Documents (6)
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Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W
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