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Due Diligence Report
Terra Mar Project Inc
JP Morgan Chase
Executive Summary
On 4/30/2012, GS&I was requested by Paul Morris to conduct a background
investigation.
Media research was conducted on Ghislaine Maxwell.
Media research was conducted on Robert Maxwell.
Full research was conducted on Terra Mar Project Inc in Delaware only.
Throughout this search, the following records were researched:
Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald
Information Services), Factiva (Public Figures & Associates Database), CSSS/-
FPS internal database search (JPMorgan Chase Fraud Prevention List Review),
state & federal court searches, personal particulars, publications,
regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control).
Please Note: All research is subject to the availability of electronic
EFTA01594211
database resources.
Our searches revealed the following:
Ghislaine Maxwell
Robert Maxwell
Internal database search revealed prior GSI research and the following
derogatory information was reported:Several newspaper articles detailing the
investigation conducted by Britain's Serious Fraud Office against Robert
Maxwell. He allegedly used pension funds to service debts, cover operating
losses, gamble in the foreign exchange markets, and support the stock of his
publicly held companies. The agency is also looking into a complaint from
Swiss Bank Corp., which says it did not receive collateral for a $100
million loan to a small private Maxwell company.Newspaper article dated
12/01/2000, which stated that "Ghislaine Maxwell's source of wealth is being
classified as something of a mystery."Newspaper article dated 08/09/1996
detailing the arrest of Ghislaine Maxwell on DWI charges.Numerous newspaper
articles detailing the criminal fraud charges brought against Kevin and Ian
Maxwell (sons of Robert Maxwell).Newspaper article dated 6/23/2005 detailing
Robert Maxwell misappropriated funds from the companies under his control.
According to the newspaper article, "He pledged assets as security for
additional loans", but instead of delivering the assets to the lender, he
would simply sell the assets for cash. "For example, Berlitz language school
was supposedly sold to a Japanese publishing company, but the shares had
previously been pledged as security for loans from Swiss Volksbank and
Lehman Brothers."
Publications revealed nothing derogatory.
Regulatory sanctions search revealed no records found.
A search of OFAC did not reveal any matches.
Terra Mar Project Inc
Company records search revealed no records found.
Corporate records search revealed records found.
Other databases (RDC/MIS/Factiva) revealed no records found.
Internal database search revealed no records found.
State court searches revealed no records found.
Federal court searches revealed no records found.
Publications revealed no records found.
Regulatory sanctions search revealed no records found.
A search of OFAC did not reveal any matches.
5
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File Number:
5139316
EFTA01594212
Incorporation Date / Formation Date:
04/13/2012(mm/dd/yyyy)
Entity Name:
Entity Kind:
CORPORATION
Entity Type:
Residency:
DOMESTIC
State:
DE
Name:
Address:
615 SOUTH DUPONT HIGHWAY
City:
DOVER
County:
KENT
State:
DE
Postal Code:
19901
Phone:
(302)734-1450
Top of Form
Search Criteria
EFTA01594213
Client Name:
Robert Maxwell
Address:
City:
State:
Postal Code:
Country:
Social Security Number:
Date of Birth:
Tax Identifier Number:
Watchlist Selection
OFAC and Internal JPMC
Asian Sanctions
Canadian Sanctions
EMEA Sanctions
Pollitically Exposed Persons
All Other Watchlists
All
Search Result Summary
Search Date & Time (UTC):
5/14/2012 1:31:29 PM
# of OFAC Matches:
0
# of Non-Sanction Matches:
0
Total # of Matches: 0
Match Summary
No Potential OFAC Matches FoundNo Potential Non-OFAC Matches Found
Search Result Details
EFTA01594214
No matches found.
Bottom of Form
Confidential Due Diligence Report
Confidential - This report is not to be disseminated or photocopied to any
third party without the express consent of Global Security & Investigations.
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