SEC and DOJ Guidance on Incentivizing Corporate Compliance and Third‑Party Due Diligence

SEC and DOJ Guidance on Incentivizing Corporate Compliance and Third‑Party Due Diligence The passage is a generic compliance advisory without any specific individuals, transactions, dates, or allegations. It offers no actionable leads linking powerful actors to misconduct, merely reiterating standard regulatory expectations. Key insights: SEC encourages tying compliance performance to bonuses and promotions.; DOJ and SEC evaluate consistency of disciplinary actions across organizations.; Guidance emphasizes risk‑based due diligence for third‑party agents to prevent FCPA violations.